THOMAS M. SIEBEL - 05 Aug 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
05 Aug 2024
Net transactions value
-$506,823
Form type
4
Filing time
07 Aug 2024, 21:09:14 UTC
Previous filing
05 Aug 2024
Next filing
04 Sep 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Award $0 +41,841 +2.4% $0.000000 1,798,231 05 Aug 2024 Direct F1
transaction AI Class A Common Stock Tax liability $506,823 -21,206 -1.2% $23.90 1,777,025 05 Aug 2024 Direct
transaction AI Class A Common Stock Gift $0 -20,635 -1.2% $0.000000 1,756,390 06 Aug 2024 Direct
transaction AI Class A Common Stock Gift $0 +20,635 +0.47% $0.000000 4,379,954 06 Aug 2024 See Footnote F2
holding AI Class A Common Stock 9,216 05 Aug 2024 See Footnote F3
holding AI Class A Common Stock 170,924 05 Aug 2024 See Footnote F4
holding AI Class A Common Stock 72,695 05 Aug 2024 See Footnote F5
holding AI Class A Common Stock 1,237,115 05 Aug 2024 See Footnote F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
F2 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F4 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.