Patrick W. Smith - 23 Aug 2024 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director
Issuer ticker: AXON
Reported as of: 23 Aug 2024
Net transaction value: +$565,763
SEC form: 4
Accepted by SEC: 27 Aug 2024, 17:26:33 UTC
Prior SEC filing: 20 Dec 2023
Next SEC filing: 04 Sep 2024
Source filing: View source filing
Reporting owner signature: /s/ Patrick W. Smith by Isaiah Fields, Attorney-in-Fact

Key filing fact

Patrick W. Smith filed Form 4 for AXON ENTERPRISE, INC. (AXON) on 27 Aug 2024.

Key facts

This page summarizes Patrick W. Smith's Form 4 filing for AXON ENTERPRISE, INC. (AXON).
30 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 27 Aug 2024, 17:26.

Change

Previous filing in this sequence was filed on 20 Dec 2023.
Current net transaction value: +$565,763.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXON transaction

Common Stock

Options Exercise

Transaction value: $63,019,000
Shares: +170,000
Change %: +5.8%
Price: $370.70
Shares after: 3,095,666
Date: 23 Aug 2024
Ownership: Direct
Footnotes: F1

AXON transaction

Common Stock

Sale

Transaction value: $2,423,550
Shares: -6,544
Change %: -0.21%
Price: $370.35
Shares after: 3,089,122
Date: 23 Aug 2024
Ownership: Direct
Footnotes: F1, F2, F3

AXON transaction

Common Stock

Sale

Transaction value: $15,774,835
Shares: -42,529
Change %: -1.4%
Price: $370.92
Shares after: 3,046,593
Date: 23 Aug 2024
Ownership: Direct
Footnotes: F1, F2, F4

AXON transaction

Common Stock

Sale

Transaction value: $3,131,775
Shares: -8,417
Change %: -0.28%
Price: $372.08
Shares after: 3,038,176
Date: 23 Aug 2024
Ownership: Direct
Footnotes: F1, F2, F5

AXON transaction

Common Stock

Sale

Transaction value: $4,591,549
Shares: -12,308
Change %: -0.41%
Price: $373.05
Shares after: 3,025,868
Date: 23 Aug 2024
Ownership: Direct
Footnotes: F1, F2, F6

AXON transaction

Common Stock

Sale

Transaction value: $2,683,324
Shares: -7,174
Change %: -0.24%
Price: $374.03
Shares after: 3,018,694
Date: 23 Aug 2024
Ownership: Direct
Footnotes: F1, F2, F7

AXON transaction

Common Stock

Sale

Transaction value: $911,120
Shares: -2,428
Change %: -0.08%
Price: $375.26
Shares after: 3,016,266
Date: 23 Aug 2024
Ownership: Direct
Footnotes: F1, F2, F8

AXON transaction

Common Stock

Sale

Transaction value: $338,121
Shares: -900
Change %: -0.03%
Price: $375.69
Shares after: 3,015,366
Date: 23 Aug 2024
Ownership: Direct
Footnotes: F1, F2

AXON transaction

Common Stock

Sale

Transaction value: $215,293
Shares: -600
Change %: -0.02%
Price: $358.82
Shares after: 3,014,766
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F10

AXON transaction

Common Stock

Sale

Transaction value: $6,301,492
Shares: -17,507
Change %: -0.58%
Price: $359.94
Shares after: 2,997,259
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F11

AXON transaction

Common Stock

Sale

Transaction value: $10,526,513
Shares: -29,192
Change %: -0.97%
Price: $360.60
Shares after: 2,968,067
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F12

AXON transaction

Common Stock

Sale

Transaction value: $2,220,311
Shares: -6,139
Change %: -0.21%
Price: $361.67
Shares after: 2,961,928
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F13

AXON transaction

Common Stock

Sale

Transaction value: $273,908
Shares: -755
Change %: -0.03%
Price: $362.79
Shares after: 2,961,173
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F14

AXON transaction

Common Stock

Sale

Transaction value: $200,197
Shares: -550
Change %: -0.02%
Price: $363.99
Shares after: 2,960,623
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F15

AXON transaction

Common Stock

Sale

Transaction value: $399,692
Shares: -1,095
Change %: -0.04%
Price: $365.02
Shares after: 2,959,528
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F16

AXON transaction

Common Stock

Sale

Transaction value: $730,649
Shares: -1,998
Change %: -0.07%
Price: $365.69
Shares after: 2,957,530
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F17

AXON transaction

Common Stock

Sale

Transaction value: $458,007
Shares: -1,248
Change %: -0.04%
Price: $366.99
Shares after: 2,956,282
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F18

AXON transaction

Common Stock

Sale

Transaction value: $940,569
Shares: -2,555
Change %: -0.09%
Price: $368.13
Shares after: 2,953,727
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F19

AXON transaction

Common Stock

Sale

Transaction value: $2,425,599
Shares: -6,571
Change %: -0.22%
Price: $369.14
Shares after: 2,947,156
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F20

AXON transaction

Common Stock

Sale

Transaction value: $477,266
Shares: -1,290
Change %: -0.04%
Price: $369.97
Shares after: 2,945,866
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F21

AXON transaction

Common Stock

Sale

Transaction value: $185,320
Shares: -500
Change %: -0.02%
Price: $370.64
Shares after: 2,945,366
Date: 26 Aug 2024
Ownership: Direct
Footnotes: F1, F9

AXON transaction

Common Stock

Sale

Transaction value: $286,776
Shares: -800
Change %: -0.03%
Price: $358.47
Shares after: 2,944,566
Date: 27 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F22

AXON transaction

Common Stock

Sale

Transaction value: $410,026
Shares: -1,140
Change %: -0.04%
Price: $359.67
Shares after: 2,943,426
Date: 27 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F23

AXON transaction

Common Stock

Sale

Transaction value: $1,136,945
Shares: -3,152
Change %: -0.11%
Price: $360.71
Shares after: 2,940,274
Date: 27 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F24

AXON transaction

Common Stock

Sale

Transaction value: $1,052,595
Shares: -2,910
Change %: -0.1%
Price: $361.72
Shares after: 2,937,364
Date: 27 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F25

AXON transaction

Common Stock

Sale

Transaction value: $2,998,928
Shares: -8,262
Change %: -0.28%
Price: $362.98
Shares after: 2,929,102
Date: 27 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F26

AXON transaction

Common Stock

Sale

Transaction value: $1,322,434
Shares: -3,636
Change %: -0.12%
Price: $363.71
Shares after: 2,925,466
Date: 27 Aug 2024
Ownership: Direct
Footnotes: F1, F9, F27

AXON transaction

Common Stock

Sale

Transaction value: $36,443
Shares: -100
Change %: -0%
Price: $364.43
Shares after: 2,925,366
Date: 27 Aug 2024
Ownership: Direct
Footnotes: F1, F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value: $0
Shares: -443
Change %: -0.08%
Price: $0.000000
Shares after: 530,488
Date: 23 Aug 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 443
Exercise price: $28.58
Footnotes: F1

AXON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value: $0
Shares: -169,557
Change %: -32%
Price: $0.000000
Shares after: 360,931
Date: 23 Aug 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 169,557
Exercise price: $28.58
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 27 footnotes

Footnote F1

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24,2024.

Footnote F2

Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

Footnote F3

The transaction was executed in multiple trades at prices ranging from $369.59 to $370.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F4

The transaction was executed in multiple trades at prices ranging from $370.59 to $371.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F5

The transaction was executed in multiple trades at prices ranging from $371.60 to $372.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F6

The transaction was executed in multiple trades at prices ranging from $372.60 to $373.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F7

The transaction was executed in multiple trades at prices ranging from $373.60 to $374.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F8

The transaction was executed in multiple trades at prices ranging from $374.61 to $375.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F9

This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 plan.

Footnote F10

The transaction was executed in multiple trades at prices ranging from $358.19 to $359.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F11

The transaction was executed in multiple trades at prices ranging from $359.26 to $360.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F12

The transaction was executed in multiple trades at prices ranging from $360.26 to $361.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F13

The transaction was executed in multiple trades at prices ranging from $361.26 to $362.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F14

The transaction was executed in multiple trades at prices ranging from $362.48 to $363.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F15

The transaction was executed in multiple trades at prices ranging from $363.48 to $364.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F16

The transaction was executed in multiple trades at prices ranging from $364.50 to $365.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F17

The transaction was executed in multiple trades at prices ranging from $365.51 to $366.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F18

The transaction was executed in multiple trades at prices ranging from $366.56 to $367.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F19

The transaction was executed in multiple trades at prices ranging from $367.56 to $368.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F20

The transaction was executed in multiple trades at prices ranging from $368.57 to $369.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F21

The transaction was executed in multiple trades at prices ranging from $369.59 to $370.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F22

The transaction was executed in multiple trades at prices ranging from $358.17 to $359.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F23

The transaction was executed in multiple trades at prices ranging from $359.21 to $360.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F24

The transaction was executed in multiple trades at prices ranging from $360.27 to $361.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F25

The transaction was executed in multiple trades at prices ranging from $361.28 to $362.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F26

The transaction was executed in multiple trades at prices ranging from $362.35 to $363.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F27

The transaction was executed in multiple trades at prices ranging from $363.37 to $364.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.