Thomas M. Siebel - Aug 1, 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Eric Jensen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Aug 1, 2024
Transactions value $
-$695,178
Form type
4
Date filed
8/5/2024, 09:21 PM
Previous filing
Jun 4, 2024
Next filing
Aug 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +53.1K +3.02% 1.81M Aug 1, 2024 Direct F1
transaction AI Class A Common Stock Tax liability -$695K -26.9K -1.49% $25.82 1.78M Aug 1, 2024 Direct
transaction AI Class A Common Stock Options Exercise +567K +31.79% 2.35M Aug 2, 2024 Direct F2
transaction AI Class A Common Stock Gift $0 -26.2K -1.12% $0.00 2.32M Aug 2, 2024 Direct
transaction AI Class A Common Stock Gift $0 +26.2K +0.7% $0.00 3.79M Aug 2, 2024 See Footnote F3
transaction AI Class A Common Stock Gift $0 -567K -24.39% $0.00 1.76M Aug 5, 2024 Direct
transaction AI Class A Common Stock Gift $0 +567K +14.94% $0.00 4.36M Aug 5, 2024 See Footnote F3
holding AI Class A Common Stock 9.22K Aug 1, 2024 See Footnote F4
holding AI Class A Common Stock 171K Aug 1, 2024 See Footnote F5
holding AI Class A Common Stock 72.7K Aug 1, 2024 See Footnote F6
holding AI Class A Common Stock 1.24M Aug 1, 2024 See Footnote F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -53.1K -12.5% $0.00 372K Aug 1, 2024 Class A Common Stock 53.1K Direct F1, F8
transaction AI Performance Restricted Stock Units Options Exercise $0 -567K -33.33% $0.00 1.13M Aug 2, 2024 Class A Common Stock 567K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.
F3 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F5 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F6 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F7 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
F8 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.