Key facts
- This page summarizes Thomas M. Siebel's Form 4 filing for C3.ai, Inc. (AI).
- 5 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Jun 2024, 20:46.
Thomas M. Siebel - 01 Jun 2024 Form 4 Insider Report for C3.ai, Inc. (AI)
- Reporting relationship
- CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
- Issuer ticker
- AI
- Reported as of
- 01 Jun 2024
- Net transaction value
- -$490,596
- SEC form
- 4
- Accepted by SEC
- 04 Jun 2024, 20:46:00 UTC
- Prior SEC filing
- 03 May 2024
- Next SEC filing
- 05 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric Jensen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas M. Siebel filed Form 4 for C3.ai, Inc. (AI) on 04 Jun 2024.
Change
- Previous filing in this sequence was filed on 03 May 2024.
- Current net transaction value: -$490,596.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +32,736
- Change %
- +1.9%
- Price
- Shares after
- 1,789,126
- Date
- 01 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
AI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $490,596
- Shares
- -16,591
- Change %
- -0.93%
- Price
- $29.57
- Shares after
- 1,772,535
- Date
- 03 Jun 2024
- Ownership
- Direct
AI
transaction
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- -16,145
- Change %
- -0.91%
- Price
- $0.000000
- Shares after
- 1,756,390
- Date
- 04 Jun 2024
- Ownership
- Direct
AI
transaction
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- +16,145
- Change %
- +0.43%
- Price
- $0.000000
- Shares after
- 3,766,452
- Date
- 04 Jun 2024
- Ownership
- See Footnote
- Footnotes
- F2
AI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,216
- Date
- 01 Jun 2024
- Ownership
- See Footnote
- Footnotes
- F3
AI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 170,924
- Date
- 01 Jun 2024
- Ownership
- See Footnote
- Footnotes
- F4
AI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 72,695
- Date
- 01 Jun 2024
- Ownership
- See Footnote
- Footnotes
- F5
AI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,237,115
- Date
- 01 Jun 2024
- Ownership
- See Footnote
- Footnotes
- F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -32,736
- Change %
- -9.1%
- Price
- $0.000000
- Shares after
- 327,362
- Date
- 01 Jun 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 32,736
- Exercise price
- Footnotes
- F1, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
Footnote F2
The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
Footnote F3
The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman
Footnote F4
The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
Footnote F5
The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
Footnote F6
The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee
Footnote F7
1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.