Gilbert H. Kliman - May 30, 2024 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
Director
Signature
Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
May 30, 2024
Transactions value $
-$400,000
Form type
4
Date filed
6/3/2024, 09:00 PM
Previous filing
Mar 8, 2024
Next filing
Sep 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Options Exercise $160K +5K +16.33% $32.00 35.6K May 30, 2024 Direct F1
transaction GKOS Common Stock Sale -$560K -5K -14.04% $112.00 30.6K May 30, 2024 Direct F1
transaction GKOS Common Stock Award $0 +1.72K +5.6% $0.00 32.3K May 30, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GKOS Stock Option (Right to Buy) Options Exercise $0 -5K -25% $0.00 15K May 30, 2024 Common Stock 5K $32.00 Direct F3
transaction GKOS Stock Option (Right to Buy) Award $0 +1.25K $0.00 1.25K May 30, 2024 Common Stock 1.25K $110.70 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,125 restricted stock units that have not vested or been delivered to the Reporting Person.
F2 Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.
F3 This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.
F4 Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of the grant date.