Gilbert H. Kliman - Mar 6, 2024 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
Director
Signature
Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
Mar 6, 2024
Transactions value $
-$993,557
Form type
4
Date filed
3/8/2024, 05:12 PM
Previous filing
Feb 29, 2024
Next filing
Jun 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Sale -$271K -3.15K -37.68% $86.01 5.2K Mar 6, 2024 By InterWest Venture Management Company F1, F2
transaction GKOS Common Stock Sale -$442K -5.2K -100% $84.93 0 Mar 6, 2024 By InterWest Venture Management Company F2, F3
transaction GKOS Common Stock Options Exercise $160K +5K +16.33% $32.00 35.6K Mar 7, 2024 Direct F4
transaction GKOS Common Stock Sale -$441K -5K -14.04% $88.25 30.6K Mar 7, 2024 Direct F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GKOS Stock Option (Right to Buy) Options Exercise $0 -5K -20% $0.00 20K Mar 7, 2024 Common Stock 5K $32.00 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $86.00 to $86.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Consists of shares owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer, director and shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.
F3 This transaction was executed in multiple trades at prices ranging from $84.50 to $85.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Includes 4,125 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.
F5 This transaction was executed in multiple trades at prices ranging from $88.00 to $88.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.