Gilbert H. Kliman - Sep 9, 2024 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
Director
Signature
Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
Sep 9, 2024
Transactions value $
-$296,000
Form type
4
Date filed
9/11/2024, 07:49 PM
Previous filing
Jun 3, 2024
Next filing
Dec 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Options Exercise $96K +3K +9.28% $32.00 35.3K Sep 9, 2024 Direct F1
transaction GKOS Common Stock Sale -$262K -2K -5.66% $131.00 33.3K Sep 9, 2024 Direct F1
transaction GKOS Common Stock Sale -$130K -1K -3% $130.00 32.3K Sep 9, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GKOS Stock Option (Right to Buy) Options Exercise $0 -3K -20% $0.00 12K Sep 9, 2024 Common Stock 3K $32.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person.
F2 This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.