Gilbert H. Kliman - 09 Sep 2024 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
Director
Signature
Diana Scherer, Attorney-in-Fact
Issuer symbol
GKOS
Transactions as of
09 Sep 2024
Net transactions value
-$296,000
Form type
4
Filing time
11 Sep 2024, 19:49:24 UTC
Previous filing
03 Jun 2024
Next filing
13 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Options Exercise $96,000 +3,000 +9.3% $32.00 35,336 09 Sep 2024 Direct F1
transaction GKOS Common Stock Sale $262,000 -2,000 -5.7% $131.00 33,336 09 Sep 2024 Direct F1
transaction GKOS Common Stock Sale $130,000 -1,000 -3% $130.00 32,336 09 Sep 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GKOS Stock Option (Right to Buy) Options Exercise $0 -3,000 -20% $0.000000 12,000 09 Sep 2024 Common Stock 3,000 $32.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person.
F2 This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.