Stefan A. Dyckerhoff - Mar 22, 2024 Form 4 Insider Report for Astera Labs, Inc. (ALAB)

Role
Director, 10%+ Owner
Signature
/s/ Kanwalpreet S. Kalra, Attorney-in-Fact
Stock symbol
ALAB
Transactions as of
Mar 22, 2024
Transactions value $
$0
Form type
4
Date filed
3/22/2024, 05:48 PM
Previous filing
Mar 19, 2024
Next filing
Oct 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALAB Common Stock Conversion of derivative security +9.94K 9.94K Mar 22, 2024 By Limited Partnership (TF) F1, F2
transaction ALAB Common Stock Conversion of derivative security +16.5K 16.5K Mar 22, 2024 By Trust F1, F3
transaction ALAB Common Stock Conversion of derivative security +16.8M 16.8M Mar 22, 2024 By Limited Partnership (SHV) F1, F4
transaction ALAB Common Stock Conversion of derivative security +23.8K 23.8K Mar 22, 2024 By Irrevocable Trust F1, F5
transaction ALAB Common Stock Conversion of derivative security +180K 180K Mar 22, 2024 Direct F1
transaction ALAB Common Stock Conversion of derivative security +210K 210K Mar 22, 2024 By SHM Investments, LLC F1, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALAB Series A Preferred Stock Conversion of derivative security $0 -65 -100% $0.00* 0 Mar 22, 2024 Common Stock 65 By Limited Partnership (TF) F1, F2
transaction ALAB Series A Preferred Stock Conversion of derivative security $0 -65 -100% $0.00* 0 Mar 22, 2024 Common Stock 65 By Trust F1, F3
transaction ALAB Series A Preferred Stock Conversion of derivative security $0 -9.67K -100% $0.00* 0 Mar 22, 2024 Common Stock 9.67K By Limited Partnership (SHV) F1, F4
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -23.8K -100% $0.00* 0 Mar 22, 2024 Common Stock 23.8K By Irrevocable Trust F1, F5
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -1.01K -100% $0.00* 0 Mar 22, 2024 Common Stock 1.01K By Limited Partnership (TF) F1, F2
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -180K -100% $0.00* 0 Mar 22, 2024 Common Stock 180K Direct F1
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -1.01K -100% $0.00* 0 Mar 22, 2024 Common Stock 1.01K By Trust F1, F3
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -15M -100% $0.00* 0 Mar 22, 2024 Common Stock 15M By Limited Partnership (SHV) F1, F4
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -203K -100% $0.00* 0 Mar 22, 2024 Common Stock 203K By SHM Investments, LLC F1, F6
transaction ALAB Series C Preferred Stock Conversion of derivative security $0 -6.57K -100% $0.00* 0 Mar 22, 2024 Common Stock 6.57K By Trust F1, F3
transaction ALAB Series C Preferred Stock Conversion of derivative security $0 -478K -100% $0.00* 0 Mar 22, 2024 Common Stock 478K By Limited Partnership (SHV) F1, F4
transaction ALAB Series C Preferred Stock Conversion of derivative security $0 -6.57K -100% $0.00* 0 Mar 22, 2024 Common Stock 6.57K By SHM Investments, LLC F1, F6
transaction ALAB Series D Preferred Stock Conversion of derivative security $0 -8.86K -100% $0.00* 0 Mar 22, 2024 Common Stock 8.86K By Limited Partnership (TF) F1, F2
transaction ALAB Series D Preferred Stock Conversion of derivative security $0 -8.86K -100% $0.00* 0 Mar 22, 2024 Common Stock 8.86K By Trust F1, F3
transaction ALAB Series D Preferred Stock Conversion of derivative security $0 -1.32M -100% $0.00* 0 Mar 22, 2024 Common Stock 1.32M By Limited Partnership (SHV) F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.
F2 Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F3 Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F4 Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). The Reporting Person is a managing director and member of the management committee of the general partner of SHV. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F5 Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F6 Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.