Stefan A. Dyckerhoff - 30 Sep 2024 Form 4 Insider Report for Astera Labs, Inc. (ALAB)

Role
Director
Signature
/s/ Kanwalpreet S. Kalra, Attorney-in-Fact
Issuer symbol
ALAB
Transactions as of
30 Sep 2024
Transactions value $
$0
Form type
4
Filing time
02 Oct 2024, 16:31:18
Previous filing
22 Mar 2024
Next filing
08 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALAB Common Stock Gift $0 0 0% $0.00 9.94K 30 Sep 2024 By Limited Partnership (TF) F1, F2
holding ALAB Common Stock 210K 30 Sep 2024 By SHM Investments, LLC F3
holding ALAB Common Stock 447K 30 Sep 2024 By Trust F4, F5
holding ALAB Common Stock 23.8K 30 Sep 2024 By Irrevocable Trust F6
holding ALAB Common Stock 180K 30 Sep 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents gift of limited partnership interests in a limited partnership to another limited partner.
F2 Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F3 Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F4 The shares held by the Reporting Person prior to the transactions reported herein reflect the receipt of shares pursuant to the pro rata distribution in kind, effected by Sutter Hill Ventures, a California Limited Partnership ("SHV") to its general partner and limited partners for no additional consideration, and the further pro rata distribution in kind by the general partner of SHV, for no additional consideration to its members, including a trust of which the Reporting Person is a Trustee. The receipt of such shares by the trust constituted a change in form of ownership, which was exempt from reporting pursuant to Rule 16a-13.
F5 Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F6 Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.