Stefan A. Dyckerhoff - Mar 19, 2024 Form 3 Insider Report for Astera Labs, Inc. (ALAB)

Role: Director, 10%+ Owner
Signature: /s/ Kanwalpreet S. Kalra, Attorney-in-Fact
Stock symbol: ALAB
Transactions as of: Mar 19, 2024
Transactions value $: $0
Form type: 3
Date filed: 3/19/2024, 08:50 PM
Next filing: Mar 22, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ALAB	Series A Preferred Stock							Mar 19, 2024	Common Stock	65		By Limited Partnership (TF)	F1, F2
holding	ALAB	Series A Preferred Stock							Mar 19, 2024	Common Stock	65		By Trust	F1, F3
holding	ALAB	Series A Preferred Stock							Mar 19, 2024	Common Stock	9.67K		By Limited Partnership (SHV)	F1, F4
holding	ALAB	Series B Preferred Stock							Mar 19, 2024	Common Stock	23.8K		By Irrevocable Trust	F1, F5
holding	ALAB	Series B Preferred Stock							Mar 19, 2024	Common Stock	1.01K		By Limited Partnership (TF)	F1, F2
holding	ALAB	Series B Preferred Stock							Mar 19, 2024	Common Stock	180K		Direct	F1
holding	ALAB	Series B Preferred Stock							Mar 19, 2024	Common Stock	1.01K		By Trust	F1, F3
holding	ALAB	Series B Preferred Stock							Mar 19, 2024	Common Stock	15M		By Limited Partnership (SHV)	F1, F4
holding	ALAB	Series B Preferred Stock							Mar 19, 2024	Common Stock	203K		By SHM Investments, LLC	F1, F6
holding	ALAB	Series C Preferred Stock							Mar 19, 2024	Common Stock	6.57K		By Trust	F1, F3
holding	ALAB	Series C Preferred Stock							Mar 19, 2024	Common Stock	478K		By Limited Partnership (SHV)	F1, F4
holding	ALAB	Series C Preferred Stock							Mar 19, 2024	Common Stock	6.57K		By SHM Investments, LLC	F1, F6
holding	ALAB	Series D Preferred Stock							Mar 19, 2024	Common Stock	8.86K		By Limited Partnership (TF)	F1, F2
holding	ALAB	Series D Preferred Stock							Mar 19, 2024	Common Stock	8.86K		By Trust	F1, F3
holding	ALAB	Series D Preferred Stock							Mar 19, 2024	Common Stock	1.32M		By Limited Partnership (SHV)	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") shall automatically convert into one share of Common Stock on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.
F2	Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F3	Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F4	Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). The Reporting Person is a managing director and member of the management committee of the general partner of SHV. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F5	Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F6	Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.