CARY P. MARSHALL - 08 Feb 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
SENIOR VP AND CFO
Signature
/s/ Cary P. Marshall by Kenneth Hemm, pursuant to power of attorney dated April 12, 2013
Issuer symbol
ARLP
Transactions as of
08 Feb 2024
Net transactions value
-$589,411
Form type
4
Filing time
12 Feb 2024, 09:25:06 UTC
Previous filing
26 Jan 2024
Next filing
16 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARLP Common unit Options Exercise +64,160 +6.8% 1,013,263 08 Feb 2024 Held by trust F1, F2
transaction ARLP Common unit Tax liability $589,411 -28,640 -2.8% $20.58 984,623 08 Feb 2024 Held by trust F2, F3
holding ARLP Common unit 93,125 08 Feb 2024 Held by LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Restricted unit Options Exercise -64,160 -100% 0 08 Feb 2024 Common unit 64,160 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.
F2 Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.
F3 Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58.
F4 Units held by Marshall Children LLC C/O Cindy Marshall.
F5 Not applicable