Cary P. Marshall - Feb 8, 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
SENIOR VP AND CFO
Signature
/s/ Cary P. Marshall by Kenneth Hemm, pursuant to power of attorney dated April 12, 2013
Stock symbol
ARLP
Transactions as of
Feb 8, 2024
Transactions value $
-$589,411
Form type
4
Date filed
2/12/2024, 09:25 AM
Previous filing
Jan 26, 2024
Next filing
Feb 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARLP Common unit Options Exercise +64.2K +6.76% 1.01M Feb 8, 2024 Held by trust F1, F2
transaction ARLP Common unit Tax liability -$589K -28.6K -2.83% $20.58 985K Feb 8, 2024 Held by trust F2, F3
holding ARLP Common unit 93.1K Feb 8, 2024 Held by LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Restricted unit Options Exercise -64.2K -100% 0 Feb 8, 2024 Common unit 64.2K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.
F2 Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.
F3 Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58.
F4 Units held by Marshall Children LLC C/O Cindy Marshall.
F5 Not applicable