Cary P. Marshall - Jan 24, 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
SENIOR VP AND CFO
Signature
/s/ Cary P. Marshall by Kenneth Hemm, pursuant to power of attorney dated April 12, 2013
Stock symbol
ARLP
Transactions as of
Jan 24, 2024
Transactions value $
$0
Form type
4
Date filed
1/26/2024, 09:49 AM
Previous filing
Nov 16, 2023
Next filing
Feb 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common unit 949K Jan 24, 2024 Held by trust F1
holding ARLP Common unit 93.1K Jan 24, 2024 Held by LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +1.16K +2.17% 54.7K Jan 24, 2024 Common unit 1.16K Direct F3, F4, F5
transaction ARLP Restricted unit Award +64.2K 64.2K Jan 24, 2024 Common unit 64.2K Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.
F2 Units held by Marshall Children LLC C/O Cindy Marshall.
F3 1 for 1
F4 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F5 Not applicable
F6 On January 24, 2024, the Compensation Committee determined that the vesting requirements for grants issued in 2021 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024.