Cary P. Marshall - Feb 14, 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
SENIOR VP AND CFO
Signature
/s/ Cary P. Marshall by Kenneth Hemm, pursuant to power of attorney dated April 12, 2013
Stock symbol
ARLP
Transactions as of
Feb 14, 2024
Transactions value $
$0
Form type
4
Date filed
2/16/2024, 02:40 PM
Previous filing
Feb 12, 2024
Next filing
May 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common unit 985K Feb 14, 2024 Held by trust F1
holding ARLP Common unit 93.1K Feb 14, 2024 Held by LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +1.88K +3.43% 56.6K Feb 14, 2024 Common unit 1.88K Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.
F2 Units held by Marshall Children LLC C/O Cindy Marshall.
F3 1 for 1
F4 The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.
F5 Not applicable