Thomas M. Wynne - Jan 24, 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Signature
/s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013
Stock symbol
ARLP
Transactions as of
Jan 24, 2024
Transactions value $
$0
Form type
4
Date filed
1/26/2024, 09:54 AM
Previous filing
Nov 16, 2023
Next filing
Feb 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common units 783K Jan 24, 2024 Direct F1
holding ARLP Common units 325K Jan 24, 2024 By Wynne Family LP F2
holding ARLP Common units 99.7K Jan 24, 2024 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +2.97K +3.55% 86.6K Jan 24, 2024 Common unit 2.97K Direct F4, F5, F6
transaction ARLP Restricted unit Award +139K 139K Jan 24, 2024 Common unit 139K Direct F4, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.
F2 Units held by Wynne Family LP.
F3 Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.
F4 1 for 1
F5 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F6 Not applicable
F7 On January 24, 2024, the Compensation Committee determined that the vesting requirements for grants issued in 2021 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024.