Thomas M. Wynne - Nov 14, 2023 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
SENIOR VICE PRESIDENT AND COO
Signature
/s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013
Stock symbol
ARLP
Transactions as of
Nov 14, 2023
Transactions value $
$0
Form type
4
Date filed
11/16/2023, 10:07 AM
Previous filing
Aug 16, 2023
Next filing
Jan 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common units 857K Nov 14, 2023 Direct F1
holding ARLP Common units 251K Nov 14, 2023 By Wynne Family LP F2
holding ARLP Common units 99.7K Nov 14, 2023 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +2.53K +3.12% 83.6K Nov 14, 2023 Common unit 2.53K Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.
F2 Units held by Wynne Family LP.
F3 Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.
F4 1 for 1
F5 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F6 Not applicable