Thomas M. Wynne - Feb 8, 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
SENIOR VICE PRESIDENT AND COO
Signature
/s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013
Stock symbol
ARLP
Transactions as of
Feb 8, 2024
Transactions value $
-$1,274,396
Form type
4
Date filed
2/12/2024, 09:31 AM
Previous filing
Jan 26, 2024
Next filing
Feb 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARLP Common unit Options Exercise +139K +17.7% 922K Feb 8, 2024 Direct F1, F2
transaction ARLP Common unit Tax liability -$1.27M -61.9K -6.72% $20.58 860K Feb 8, 2024 Direct F2, F3
holding ARLP Common units 325K Feb 8, 2024 By Wynne Family LP F4
holding ARLP Common units 99.7K Feb 8, 2024 By Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Restricted unit Options Exercise -139K -100% 0 Feb 8, 2024 Common unit 139K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.
F2 Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.
F3 Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58.
F4 Units held by Wynne Family LP.
F5 Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.
F6 Not applicable