Cary P. Marshall - 14 Nov 2023 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
SENIOR VP AND CFO
Signature
/s/ Cary P. Marshall by Kenneth Hemm, pursuant to power of attorney dated April 12, 2013
Issuer symbol
ARLP
Transactions as of
14 Nov 2023
Net transactions value
$0
Form type
4
Filing time
16 Nov 2023, 10:02:44 UTC
Previous filing
16 Aug 2023
Next filing
26 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common unit 949,103 14 Nov 2023 Held by trust F1
holding ARLP Common unit 93,125 14 Nov 2023 Held by LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +1,620 +3.1% 53,544 14 Nov 2023 Common unit 1,620 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.
F2 Units held by Marshall Children LLC C/O Cindy Marshall.
F3 1 for 1
F4 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F5 Not applicable