Cary P. Marshall - Nov 14, 2023 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
SENIOR VP AND CFO
Signature
/s/ Cary P. Marshall by Kenneth Hemm, pursuant to power of attorney dated April 12, 2013
Stock symbol
ARLP
Transactions as of
Nov 14, 2023
Transactions value $
$0
Form type
4
Date filed
11/16/2023, 10:02 AM
Previous filing
Aug 16, 2023
Next filing
Jan 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common unit 949K Nov 14, 2023 Held by trust F1
holding ARLP Common unit 93.1K Nov 14, 2023 Held by LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +1.62K +3.12% 53.5K Nov 14, 2023 Common unit 1.62K Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.
F2 Units held by Marshall Children LLC C/O Cindy Marshall.
F3 1 for 1
F4 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F5 Not applicable