Kirk E. Kleiser - May 8, 2023 Form 4 Insider Report for Catalyst Bancorp, Inc. (CLST)

Role
Director
Signature
/s/ Jutta Codori by P.O.A. for Kirk E. Kleiser
Stock symbol
CLST
Transactions as of
May 8, 2023
Transactions value $
$50,092
Form type
4
Date filed
5/9/2023, 05:57 PM
Previous filing
May 9, 2023
Next filing
Nov 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLST Common Stock Purchase $34.7K +3.6K +48% $9.63 11.1K May 8, 2023 By IRA
transaction CLST Common Stock Purchase $15.4K +1.6K +133.33% $9.64 2.8K May 8, 2023 By Spouse in IRA
holding CLST Common Stock 1K May 8, 2023 By LLC F1
holding CLST Common Stock 23.5K May 8, 2023 Direct F2
holding CLST Common Stock 5K May 8, 2023 By LLC F3
holding CLST Common Stock 2.5K May 8, 2023 By Corporation F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLST Stock Option (Right to Buy) 21.2K May 8, 2023 Common Stock 21.2K $13.30 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
F2 Includes 8,464 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
F3 The 5,000 shares are held by the K Kleiser LLC of which the reporting person is the sole member.
F4 The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
F5 The options vest at a rate of 20% per year commencing on September 1, 2023.