Kirk E. Kleiser - 01 Nov 2023 Form 4 Insider Report for Catalyst Bancorp, Inc. (CLST)

Role
Director
Signature
/s/ Jutta Codori by P.O.A. for Kirk E. Kleiser
Issuer symbol
CLST
Transactions as of
01 Nov 2023
Net transactions value
+$19,046
Form type
4
Filing time
02 Nov 2023, 10:51:13 UTC
Previous filing
09 May 2023
Next filing
22 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLST Common Stock Purchase $19,046 +1,699 +15% $11.21 12,799 01 Nov 2023 By IRA
holding CLST Common Stock 1,000 01 Nov 2023 By LLC F1
holding CLST Common Stock 23,464 01 Nov 2023 Direct F2
holding CLST Common Stock 2,800 01 Nov 2023 By Spouse in IRA
holding CLST Common Stock 5,000 01 Nov 2023 By LLC F3
holding CLST Common Stock 2,500 01 Nov 2023 By Corporation F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLST Stock Option (Right to Buy) 21,160 01 Nov 2023 Common Stock 21,160 $13.30 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
F2 Includes 6,772 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that reflect the unvested portion of a grant amount originally covering 8,464 shares that commenced vesting 20% per year on September 1, 2023.
F3 The 5,000 shares are held by the K Kleiser LLC of which the reporting person is the sole member.
F4 The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
F5 The options are vesting at a rate of 20% per year commenced on September 1, 2023.