Quick Takeaways
- This page summarizes Kirk E. Kleiser's Form 4 filing for Catalyst Bancorp, Inc. (CLST).
- 1 reported transaction and 1 derivative row are listed below.
- Filing timestamp: 02 Nov 2023, 10:51.
Kirk E. Kleiser - 01 Nov 2023 Form 4 Insider Report for Catalyst Bancorp, Inc. (CLST)
- Role
- Director
- Signature
- /s/ Jutta Codori by P.O.A. for Kirk E. Kleiser
- Issuer symbol
- CLST
- Transactions as of
- 01 Nov 2023
- Net transactions value
- +$19,046
- Form type
- 4
- Filing time
- 02 Nov 2023, 10:51:13 UTC
- Previous filing
- 09 May 2023
- Next filing
- 22 Nov 2024
- SEC
- View on sec.gov
Quoteable Key Fact
"Kirk E. Kleiser filed Form 4 for Catalyst Bancorp, Inc. (CLST) on 02 Nov 2023."
What Changed
- Previous filing in this sequence was filed on 09 May 2023.
- Current net transaction value: +$19,046.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CLST | Common Stock | Purchase | $19,046 | +1,699 | +15% | $11.21 | 12,799 | 01 Nov 2023 | By IRA | |
| holding | CLST | Common Stock | 1,000 | 01 Nov 2023 | By LLC | F1 | |||||
| holding | CLST | Common Stock | 23,464 | 01 Nov 2023 | Direct | F2 | |||||
| holding | CLST | Common Stock | 2,800 | 01 Nov 2023 | By Spouse in IRA | ||||||
| holding | CLST | Common Stock | 5,000 | 01 Nov 2023 | By LLC | F3 | |||||
| holding | CLST | Common Stock | 2,500 | 01 Nov 2023 | By Corporation | F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CLST | Stock Option (Right to Buy) | 21,160 | 01 Nov 2023 | Common Stock | 21,160 | $13.30 | Direct | F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner. |
| F2 | Includes 6,772 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that reflect the unvested portion of a grant amount originally covering 8,464 shares that commenced vesting 20% per year on September 1, 2023. |
| F3 | The 5,000 shares are held by the K Kleiser LLC of which the reporting person is the sole member. |
| F4 | The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner. |
| F5 | The options are vesting at a rate of 20% per year commenced on September 1, 2023. |