Key facts
- This page summarizes Kirk E. Kleiser's Form 4 filing for Catalyst Bancorp, Inc. (CLST).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 02 Nov 2023, 10:51.
Kirk E. Kleiser - 01 Nov 2023 Form 4 Insider Report for Catalyst Bancorp, Inc. (CLST)
- Reporting relationship
- Director
- Issuer ticker
- CLST
- Reported as of
- 01 Nov 2023
- Net transaction value
- +$19,046
- SEC form
- 4
- Accepted by SEC
- 02 Nov 2023, 10:51:13 UTC
- Prior SEC filing
- 09 May 2023
- Next SEC filing
- 22 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jutta Codori by P.O.A. for Kirk E. Kleiser
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kirk E. Kleiser filed Form 4 for Catalyst Bancorp, Inc. (CLST) on 02 Nov 2023.
Change
- Previous filing in this sequence was filed on 09 May 2023.
- Current net transaction value: +$19,046.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CLST
transaction
Common Stock
Purchase
- Transaction value
- $19,046
- Shares
- +1,699
- Change %
- +15%
- Price
- $11.21
- Shares after
- 12,799
- Date
- 01 Nov 2023
- Ownership
- By IRA
CLST
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,000
- Date
- 01 Nov 2023
- Ownership
- By LLC
- Footnotes
- F1
CLST
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 23,464
- Date
- 01 Nov 2023
- Ownership
- Direct
- Footnotes
- F2
CLST
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,800
- Date
- 01 Nov 2023
- Ownership
- By Spouse in IRA
CLST
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,000
- Date
- 01 Nov 2023
- Ownership
- By LLC
- Footnotes
- F3
CLST
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 01 Nov 2023
- Ownership
- By Corporation
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CLST
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,160
- Date
- 01 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 21,160
- Exercise price
- $13.30
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
Footnote F2
Includes 6,772 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that reflect the unvested portion of a grant amount originally covering 8,464 shares that commenced vesting 20% per year on September 1, 2023.
Footnote F3
The 5,000 shares are held by the K Kleiser LLC of which the reporting person is the sole member.
Footnote F4
The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
Footnote F5
The options are vesting at a rate of 20% per year commenced on September 1, 2023.