Kirk E. Kleiser - May 1, 2023 Form 4/A - Amendment Insider Report for Catalyst Bancorp, Inc. (CLST)

Role
Director
Signature
/s/ Jutta Codori by P.O.A. for Kirk E. Kleiser
Stock symbol
CLST
Transactions as of
May 1, 2023
Transactions value $
$60,225
Form type
4/A - Amendment
Date filed
5/9/2023, 05:12 PM
Date Of Original Report
May 3, 2023
Previous filing
May 9, 2023
Next filing
May 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLST Common Stock Purchase $60.2K +5.5K +275% $10.95 7.5K May 1, 2023 By IRA F1
holding CLST Common Stock 1K May 1, 2023 By LLC F2
holding CLST Common Stock 2.5K May 1, 2023 By Corporation F3
holding CLST Common Stock 1.2K May 1, 2023 By Spouse in IRA
holding CLST Common Stock 5K May 1, 2023 By LLC F4
holding CLST Common Stock 23.5K May 1, 2023 Direct F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLST Stock Option (Right to Buy) 21.2K May 1, 2023 Common Stock 21.2K $13.30 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is amending this Form 4 solely to correct the ownership of shares.
F2 The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
F3 The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
F4 The 5,000 shares are held by the K Kleiser LLC of which the reporting person is the sole member.
F5 Includes 8,464 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
F6 The options vest at a rate of 20% per year commencing on September 1, 2023.