Ronald E. Toupin Jr. - 30 Dec 2022 Form 4 Insider Report for Guggenheim Active Allocation Fund (GUG)

Signature
/s/ Ronald E. Toupin, Jr., by Mark E. Mathiasen Pursuant to a Power of Attorney
Issuer symbol
GUG
Transactions as of
30 Dec 2022
Net transactions value
+$3,349
Form type
4
Filing time
03 Jan 2023, 09:04:04 UTC
Previous filing
12 Oct 2022
Next filing
03 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUG Common Stock Purchase $3,336 +248 +3.6% $13.45 7,156 30 Dec 2022 Direct
transaction GUG Common Stock Purchase $13.45 +1 +0.01% $13.45 7,157 30 Dec 2022 Direct
transaction GUG Common Stock Purchase $0.0069 +0 +0% $0.3000* 7,157 30 Dec 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.