Ronald E. Toupin Jr - Dec 30, 2022 Form 4 Insider Report for Guggenheim Active Allocation Fund (GUG)

Role: Director, TRUSTEE
Signature: /s/ Ronald E. Toupin, Jr., by Mark E. Mathiasen Pursuant to a Power of Attorney
Stock symbol: GUG
Transactions as of: Dec 30, 2022
Transactions value $: $3,349
Form type: 4
Date filed: 1/3/2023, 09:04 AM
Previous filing: Oct 12, 2022
Next filing: Feb 3, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GUG	Common Stock	Purchase	$3.34K	+248	+3.59%	$13.45	7.16K	Dec 30, 2022	Direct
transaction	GUG	Common Stock	Purchase	$13.50	+1	+0.01%	$13.45	7.16K	Dec 30, 2022	Direct
transaction	GUG	Common Stock	Purchase	$0.01	+0.023	+0%	$0.30^*	7.16K	Dec 30, 2022	Direct

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.