Ronald E. Toupin Jr. - 12 Oct 2022 Form 4 Insider Report for Guggenheim Active Allocation Fund (GUG)

Signature
/s/ Ronald E. Toupin, Jr., by Mark E. Mathiasen Pursuant to a Power of Attorney
Issuer symbol
GUG
Transactions as of
12 Oct 2022
Net transactions value
+$15,672
Form type
4
Filing time
12 Oct 2022, 16:42:19 UTC
Previous filing
29 Sep 2022
Next filing
03 Jan 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUG Common Stock Purchase $1,982 +145 +2.6% $13.67 5,729 12 Oct 2022 Direct
transaction GUG Common Stock Purchase $13,680 +1,000 +17% $13.68 6,729 12 Oct 2022 Direct
transaction GUG Common Stock Purchase $10.16 +1 +0.01% $13.69 6,730 12 Oct 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.