Heather J. Melloh - Nov 23, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP AND GENERAL COUNSEL
Signature
/s/ Wendy B. Mahling for Heather J. Melloh
Stock symbol
AMP
Transactions as of
Nov 23, 2022
Transactions value $
-$151,982
Form type
4
Date filed
11/28/2022, 04:09 PM
Previous filing
Jun 27, 2022
Next filing
Jan 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $196K +1.54K +57.24% $126.89 4.23K Nov 23, 2022 Direct
transaction AMP Common Stock Tax liability -$293K -880 -20.79% $332.54 3.35K Nov 23, 2022 Direct
transaction AMP Common Stock Sale -$54.9K -165 -4.92% $332.63 3.19K Nov 23, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -1.54K -100% $0.00* 0 Nov 23, 2022 Common Stock 1.54K $126.89 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 165 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 23, 2022 with sale prices ranging from $332.6277 to $332.6360 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Fully vested.