Heather J. Melloh - 27 Jan 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Signature
/s/ Wendy B. Mahling for Heather J. Melloh
Issuer symbol
AMP
Transactions as of
27 Jan 2023
Net transactions value
-$25,834
Form type
4
Filing time
31 Jan 2023, 18:54:18 UTC
Previous filing
28 Nov 2022
Next filing
02 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +352 +11% $0.000000 3,540 27 Jan 2023 Direct
transaction AMP Common Stock Tax liability $11,022 -32 -0.9% $344.45 3,508 28 Jan 2023 Direct
transaction AMP Common Stock Tax liability $14,811 -43 -1.2% $344.45 3,465 29 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +1,036 $0.000000 1,036 27 Jan 2023 Common Stock 1,036 $344.45 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023.