Heather J. Melloh - Jun 15, 2022 Form 3 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP and General Counsel
Signature
/s/ Wendy B. Mahling for Heather J. Melloh
Stock symbol
AMP
Transactions as of
Jun 15, 2022
Transactions value $
$0
Form type
3
Date filed
6/27/2022, 04:02 PM
Next filing
Nov 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AMP Common Stock 2.69K Jun 15, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AMP Employee Stock Option (right to buy) Jun 15, 2022 Common Stock 1.09K $179.84 Direct F1
holding AMP Employee Stock Option (right to buy) Jun 15, 2022 Common Stock 1.54K $126.89 Direct F1
holding AMP Employee Stock Option (right to buy) Jun 15, 2022 Common Stock 698 $165.41 Direct F2
holding AMP Employee Stock Option (right to buy) Jun 15, 2022 Common Stock 722 $197.87 Direct F3
holding AMP Employee Stock Option (right to buy) Jun 15, 2022 Common Stock 485 $298.09 Direct F4
holding AMP Phantom Stock Jun 15, 2022 Common Stock 180 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 Two-thirds of the options are fully vested; the remaining one-third options vest on January 31, 2023.
F3 One-third of the options are fully vested; one-third of the options vest on each of January 29, 2023 and January 29, 2024.
F4 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022.
F5 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
F6 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.