Key facts
- This page summarizes Patrick W. Smith's Form 4 filing for AXON ENTERPRISE, INC. (AXON).
- 6 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Dec 2021, 20:04.
Patrick W. Smith - 30 Nov 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)
- Reporting relationship
- CHIEF EXECUTIVE OFFICER, Director
- Issuer ticker
- AXON
- Reported as of
- 30 Nov 2021
- Net transaction value
- +$812,361
- SEC form
- 4
- Accepted by SEC
- 02 Dec 2021, 20:04:28 UTC
- Prior SEC filing
- 29 Nov 2021
- Next SEC filing
- 19 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick W. Smith filed Form 4 for AXON ENTERPRISE, INC. (AXON) on 02 Dec 2021.
Change
- Previous filing in this sequence was filed on 29 Nov 2021.
- Current net transaction value: +$812,361.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AXON
transaction
Common Stock
Options Exercise
- Transaction value
- $2,233,598
- Shares
- +13,233
- Change %
- +0.6%
- Price
- $168.79
- Shares after
- 2,216,358
- Date
- 30 Nov 2021
- Ownership
- Direct
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,136,771
- Shares
- -6,305
- Change %
- -0.28%
- Price
- $180.30
- Shares after
- 2,210,053
- Date
- 30 Nov 2021
- Ownership
- Direct
- Footnotes
- F1, F2
AXON
transaction
Common Stock
Sale
- Transaction value
- $284,148
- Shares
- -1,576
- Change %
- -0.07%
- Price
- $180.30
- Shares after
- 2,208,477
- Date
- 30 Nov 2021
- Ownership
- Direct
- Footnotes
- F2
AXON
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +5
- Change %
- +0%
- Price
- $0.000000
- Shares after
- 2,208,482
- Date
- 02 Dec 2021
- Ownership
- Direct
- Footnotes
- F3
AXON
transaction
Common Stock
Tax liability
- Transaction value
- $319
- Shares
- -2
- Change %
- -0%
- Price
- $159.36
- Shares after
- 2,208,480
- Date
- 02 Dec 2021
- Ownership
- Direct
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AXON
transaction
Derivative
Employee Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -13,233
- Change %
- -0.95%
- Price
- $0.000000
- Shares after
- 1,376,981
- Date
- 30 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,233
- Exercise price
- $28.58
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
Footnote F2
The transaction was executed in multiple trades at prices ranging from $180.01 to $180.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F3
The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes.
Footnote F4
Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche 9 of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.