Patrick W. Smith - Nov 24, 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Stock symbol
AXON
Transactions as of
Nov 24, 2021
Transactions value $
$8,919,572
Form type
4
Date filed
11/29/2021, 07:28 PM
Previous filing
Nov 19, 2021
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $10.2M +56.6K +2.63% $179.86 2.21M Nov 24, 2021 Direct
transaction AXON Common Stock Sale -$4.99M -27.7K -1.25% $180.05 2.18M Nov 24, 2021 Direct F1, F2
transaction AXON Common Stock Sale -$1.25M -6.93K -0.32% $180.05 2.18M Nov 24, 2021 Direct F2
transaction AXON Common Stock Options Exercise $1.32M +7.46K +0.34% $177.20 2.18M Nov 26, 2021 Direct
transaction AXON Common Stock Sale -$653K -3.63K -0.17% $180.07 2.18M Nov 26, 2021 Direct F1, F3
transaction AXON Common Stock Sale -$163K -907 -0.04% $180.07 2.18M Nov 26, 2021 Direct F3
transaction AXON Common Stock Options Exercise $11.5M +64.2K +2.95% $179.75 2.24M Nov 29, 2021 Direct
transaction AXON Common Stock Sale -$5.66M -31.4K -1.4% $180.15 2.21M Nov 29, 2021 Direct F1, F4
transaction AXON Common Stock Sale -$1.42M -7.86K -0.36% $180.15 2.2M Nov 29, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -56.6K -3.73% $0.00 1.46M Nov 24, 2021 Common Stock 56.6K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -7.46K -0.51% $0.00 1.45M Nov 26, 2021 Common Stock 7.46K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -64.2K -4.42% $0.00 1.39M Nov 29, 2021 Common Stock 64.2K $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.