Patrick W. Smith - Jan 17, 2023 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Patrick W. Smith, by Isaiah Fields, Attorney-in-Fact
Stock symbol
AXON
Transactions as of
Jan 17, 2023
Transactions value $
$12,800,406
Form type
4
Date filed
1/19/2023, 07:15 PM
Previous filing
Dec 2, 2021
Next filing
Jan 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $21.7M +118K +5.33% $184.47 2.33M Jan 17, 2023 Direct
transaction AXON Common Stock Sale -$10M -54.1K -2.32% $185.35 2.27M Jan 17, 2023 Direct F1, F2
transaction AXON Common Stock Sale -$586K -3.14K -0.14% $186.47 2.27M Jan 17, 2023 Direct F1, F3
transaction AXON Common Stock Sale -$1.05M -5.64K -0.25% $186.47 2.26M Jan 17, 2023 Direct F3, F4
transaction AXON Common Stock Sale -$1.17M -6.26K -0.28% $187.47 2.26M Jan 17, 2023 Direct F4, F5
transaction AXON Common Stock Sale -$452K -2.4K -0.11% $188.31 2.25M Jan 17, 2023 Direct F4, F6
transaction AXON Common Stock Options Exercise $11M +60.2K +2.67% $182.27 2.31M Jan 18, 2023 Direct
transaction AXON Common Stock Sale -$1.73M -9.34K -0.4% $185.46 2.31M Jan 18, 2023 Direct F1, F2
transaction AXON Common Stock Sale -$1.18M -6.34K -0.27% $186.60 2.3M Jan 18, 2023 Direct F1, F7
transaction AXON Common Stock Sale -$2.5M -13.3K -0.58% $187.44 2.29M Jan 18, 2023 Direct F1, F8
transaction AXON Common Stock Sale -$834K -4.45K -0.19% $187.44 2.28M Jan 18, 2023 Direct F4, F8
transaction AXON Common Stock Sale -$527K -2.8K -0.12% $188.28 2.28M Jan 18, 2023 Direct F4, F9
transaction AXON Common Stock Options Exercise $394K +2.14K +0.09% $184.06 2.28M Jan 19, 2023 Direct
transaction AXON Common Stock Sale -$192K -1.04K -0.05% $185.06 2.28M Jan 19, 2023 Direct F1, F10
transaction AXON Common Stock Sale -$48.1K -260 -0.01% $185.06 2.28M Jan 19, 2023 Direct F4, F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -118K -8.55% $0.00 1.26M Jan 17, 2023 Common Stock 118K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -60.2K -4.78% $0.00 1.2M Jan 18, 2023 Common Stock 60.2K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -2.14K -0.18% $0.00 1.2M Jan 19, 2023 Common Stock 2.14K $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F5 The transaction was executed in multiple trades at prices ranging from $187.00 to $187.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $188.15 to $189.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $186.00 to $186.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $188.05 to $188.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.