Patrick W. Smith - 17 Jan 2023 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director
Issuer ticker: AXON
Reported as of: 17 Jan 2023
Net transaction value: +$12,800,406
SEC form: 4
Accepted by SEC: 19 Jan 2023, 19:15:16 UTC
Prior SEC filing: 02 Dec 2021
Next SEC filing: 24 Jan 2023
Source filing: View source filing
Reporting owner signature: /s/ Patrick W. Smith, by Isaiah Fields, Attorney-in-Fact

Key filing fact

Patrick W. Smith filed Form 4 for AXON ENTERPRISE, INC. (AXON) on 19 Jan 2023.

Key facts

This page summarizes Patrick W. Smith's Form 4 filing for AXON ENTERPRISE, INC. (AXON).
18 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 19 Jan 2023, 19:15.

Change

Previous filing in this sequence was filed on 02 Dec 2021.
Current net transaction value: +$12,800,406.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXON transaction

Common Stock

Options Exercise

Transaction value: $21,721,896
Shares: +117,753
Change %: +5.3%
Price: $184.47
Shares after: 2,326,233
Date: 17 Jan 2023
Ownership: Direct

AXON transaction

Common Stock

Sale

Transaction value: $10,019,514
Shares: -54,057
Change %: -2.3%
Price: $185.35
Shares after: 2,272,176
Date: 17 Jan 2023
Ownership: Direct
Footnotes: F1, F2

AXON transaction

Common Stock

Sale

Transaction value: $585,896
Shares: -3,142
Change %: -0.14%
Price: $186.47
Shares after: 2,269,034
Date: 17 Jan 2023
Ownership: Direct
Footnotes: F1, F3

AXON transaction

Common Stock

Sale

Transaction value: $1,051,331
Shares: -5,638
Change %: -0.25%
Price: $186.47
Shares after: 2,263,396
Date: 17 Jan 2023
Ownership: Direct
Footnotes: F3, F4

AXON transaction

Common Stock

Sale

Transaction value: $1,173,948
Shares: -6,262
Change %: -0.28%
Price: $187.47
Shares after: 2,257,134
Date: 17 Jan 2023
Ownership: Direct
Footnotes: F4, F5

AXON transaction

Common Stock

Sale

Transaction value: $451,934
Shares: -2,400
Change %: -0.11%
Price: $188.31
Shares after: 2,254,734
Date: 17 Jan 2023
Ownership: Direct
Footnotes: F4, F6

AXON transaction

Common Stock

Options Exercise

Transaction value: $10,977,940
Shares: +60,229
Change %: +2.7%
Price: $182.27
Shares after: 2,314,963
Date: 18 Jan 2023
Ownership: Direct

AXON transaction

Common Stock

Sale

Transaction value: $1,731,451
Shares: -9,336
Change %: -0.4%
Price: $185.46
Shares after: 2,305,627
Date: 18 Jan 2023
Ownership: Direct
Footnotes: F1, F2

AXON transaction

Common Stock

Sale

Transaction value: $1,182,316
Shares: -6,336
Change %: -0.27%
Price: $186.60
Shares after: 2,299,291
Date: 18 Jan 2023
Ownership: Direct
Footnotes: F1, F7

AXON transaction

Common Stock

Sale

Transaction value: $2,495,608
Shares: -13,314
Change %: -0.58%
Price: $187.44
Shares after: 2,285,977
Date: 18 Jan 2023
Ownership: Direct
Footnotes: F1, F8

AXON transaction

Common Stock

Sale

Transaction value: $833,556
Shares: -4,447
Change %: -0.19%
Price: $187.44
Shares after: 2,281,530
Date: 18 Jan 2023
Ownership: Direct
Footnotes: F4, F8

AXON transaction

Common Stock

Sale

Transaction value: $527,187
Shares: -2,800
Change %: -0.12%
Price: $188.28
Shares after: 2,278,730
Date: 18 Jan 2023
Ownership: Direct
Footnotes: F4, F9

AXON transaction

Common Stock

Options Exercise

Transaction value: $393,888
Shares: +2,140
Change %: +0.09%
Price: $184.06
Shares after: 2,280,870
Date: 19 Jan 2023
Ownership: Direct

AXON transaction

Common Stock

Sale

Transaction value: $192,462
Shares: -1,040
Change %: -0.05%
Price: $185.06
Shares after: 2,279,830
Date: 19 Jan 2023
Ownership: Direct
Footnotes: F1, F10

AXON transaction

Common Stock

Sale

Transaction value: $48,116
Shares: -260
Change %: -0.01%
Price: $185.06
Shares after: 2,279,570
Date: 19 Jan 2023
Ownership: Direct
Footnotes: F4, F10

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value: $0
Shares: -117,753
Change %: -8.6%
Price: $0.000000
Shares after: 1,259,228
Date: 17 Jan 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 117,753
Exercise price: $28.58

AXON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value: $0
Shares: -60,229
Change %: -4.8%
Price: $0.000000
Shares after: 1,198,999
Date: 18 Jan 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 60,229
Exercise price: $28.58

AXON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value: $0
Shares: -2,140
Change %: -0.18%
Price: $0.000000
Shares after: 1,196,859
Date: 19 Jan 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,140
Exercise price: $28.58

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

Footnote F2

The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F4

This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

Footnote F5

The transaction was executed in multiple trades at prices ranging from $187.00 to $187.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F6

The transaction was executed in multiple trades at prices ranging from $188.15 to $189.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F7

The transaction was executed in multiple trades at prices ranging from $186.00 to $186.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F8

The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F9

The transaction was executed in multiple trades at prices ranging from $188.05 to $188.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F10

The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.