Patrick W. Smith - Oct 29, 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Stock symbol
AXON
Transactions as of
Oct 29, 2021
Transactions value $
$10,950,250
Form type
4
Date filed
11/2/2021, 08:43 PM
Previous filing
Oct 26, 2021
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $1.45M +8.05K +1.29% $179.96 631K Oct 29, 2021 Direct
transaction AXON Common Stock Sale -$177K -985 -0.16% $180.11 630K Oct 29, 2021 Direct F1, F2
transaction AXON Common Stock Sale -$710K -3.94K -0.63% $180.11 626K Oct 29, 2021 Direct F2, F3
transaction AXON Common Stock Options Exercise $15.4M +85.2K +13.61% $180.67 712K Nov 1, 2021 Direct
transaction AXON Common Stock Sale -$1.88M -10.4K -1.46% $180.47 701K Nov 1, 2021 Direct F1, F4
transaction AXON Common Stock Sale -$4.81M -26.7K -3.8% $180.47 674K Nov 1, 2021 Direct F3, F4
transaction AXON Common Stock Sale -$1.82M -10K -1.48% $181.45 664K Nov 1, 2021 Direct F3, F5
transaction AXON Common Stock Sale -$917K -5.03K -0.76% $182.25 659K Nov 1, 2021 Direct F3, F6
transaction AXON Common Stock Options Exercise $11.3M +62.3K +9.46% $181.60 722K Nov 2, 2021 Direct
transaction AXON Common Stock Sale -$1.38M -7.64K -1.06% $180.37 714K Nov 2, 2021 Direct F1, F4
transaction AXON Common Stock Sale -$2.4M -13.3K -1.87% $180.37 701K Nov 2, 2021 Direct F3, F4
transaction AXON Common Stock Sale -$3.13M -17.2K -2.46% $181.41 684K Nov 2, 2021 Direct F3, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -8.05K -0.21% $0.00 3.74M Oct 29, 2021 Common Stock 8.05K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -27.3K -0.73% $0.00 3.71M Nov 1, 2021 Common Stock 27.3K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -57.9K -1.56% $0.00 3.66M Nov 1, 2021 Common Stock 57.9K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -62.3K -1.71% $0.00 3.59M Nov 2, 2021 Common Stock 62.3K $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F2 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F4 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.