Patrick W. Smith - Nov 3, 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Stock symbol
AXON
Transactions as of
Nov 3, 2021
Transactions value $
$16,696,524
Form type
4
Date filed
11/5/2021, 08:28 PM
Previous filing
Nov 2, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $15.1M +81.8K +11.96% $184.91 765K Nov 3, 2021 Direct
transaction AXON Common Stock Sale -$1.27M -6.97K -0.91% $181.79 758K Nov 3, 2021 Direct F1, F2
transaction AXON Common Stock Sale -$2.82M -15.4K -2.04% $182.61 743K Nov 3, 2021 Direct F1, F3
transaction AXON Common Stock Sale -$1.68M -9.15K -1.23% $183.65 734K Nov 3, 2021 Direct F1, F4
transaction AXON Common Stock Sale -$1.56M -8.47K -1.15% $184.58 725K Nov 3, 2021 Direct F1, F5
transaction AXON Common Stock Sale -$1.85M -10K -1.38% $184.58 715K Nov 3, 2021 Direct F5, F6
transaction AXON Common Stock Options Exercise $11.7M +63.3K +8.84% $184.54 779K Nov 4, 2021 Direct
transaction AXON Common Stock Sale -$1.41M -7.71K -0.99% $183.50 771K Nov 4, 2021 Direct F6, F7
transaction AXON Common Stock Sale -$558K -3.04K -0.39% $183.50 768K Nov 4, 2021 Direct F1, F7
transaction AXON Common Stock Sale -$3.28M -17.8K -2.32% $184.15 750K Nov 4, 2021 Direct F1, F8
transaction AXON Common Stock Sale -$300K -1.62K -0.22% $185.02 748K Nov 4, 2021 Direct F1, F9
transaction AXON Common Stock Sale -$1.27M -6.84K -0.91% $186.18 742K Nov 4, 2021 Direct F1, F10
transaction AXON Common Stock Sale -$284K -1.52K -0.2% $187.12 740K Nov 4, 2021 Direct F1, F11
transaction AXON Common Stock Options Exercise $15.9M +87.2K +11.78% $182.64 827K Nov 5, 2021 Direct
transaction AXON Common Stock Sale -$1.94M -10.6K -1.29% $182.38 817K Nov 5, 2021 Direct F6, F12
transaction AXON Common Stock Sale -$1.24M -6.82K -0.83% $182.38 810K Nov 5, 2021 Direct F1, F12
transaction AXON Common Stock Sale -$5.62M -30.6K -3.78% $183.33 779K Nov 5, 2021 Direct F1, F13
transaction AXON Common Stock Sale -$932K -5.07K -0.65% $183.84 774K Nov 5, 2021 Direct F1, F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -81.8K -2.28% $0.00 3.51M Nov 3, 2021 Common Stock 81.8K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -63.3K -1.8% $0.00 3.45M Nov 4, 2021 Common Stock 63.3K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -87.2K -2.53% $0.00 3.36M Nov 5, 2021 Common Stock 87.2K $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $181.19 to $182.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The transaction was executed in multiple trades at prices ranging from $182.19 to $183.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The transaction was executed in multiple trades at prices ranging from $183.20 to $184.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $184.20 to $185.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F7 The transaction was executed in multiple trades at prices ranging from $182.88 to $183.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 The transaction was executed in multiple trades at prices ranging from $183.89 to $184.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $184.91 to $185.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 The transaction was executed in multiple trades at prices ranging from $185.96 to $186.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11 The transaction was executed in multiple trades at prices ranging from $186.96 to $187.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 The transaction was executed in multiple trades at prices ranging from $181.78 to $182.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 The transaction was executed in multiple trades at prices ranging from $182.78 to $183.775. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 The transaction was executed in multiple trades at prices ranging from $183.78 to $184.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.