Patrick W. Smith - Oct 22, 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Stock symbol
AXON
Transactions as of
Oct 22, 2021
Transactions value $
$14,802,844
Form type
4
Date filed
10/26/2021, 09:23 PM
Previous filing
Oct 21, 2021
Next filing
Nov 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $11.5M +62.7K +11.6% $182.65 604K Oct 22, 2021 Direct
transaction AXON Common Stock Sale -$1.39M -7.68K -1.27% $180.48 596K Oct 22, 2021 Direct F1, F2
transaction AXON Common Stock Sale -$60.8K -337 -0.06% $180.48 595K Oct 22, 2021 Direct F2, F3
transaction AXON Common Stock Sale -$2.78M -15.3K -2.57% $181.38 580K Oct 22, 2021 Direct F3, F4
transaction AXON Common Stock Sale -$2.16M -11.8K -2.04% $182.43 568K Oct 22, 2021 Direct F3, F5
transaction AXON Common Stock Sale -$212K -1.16K -0.2% $183.18 567K Oct 22, 2021 Direct F3, F6
transaction AXON Common Stock Sale -$210K -1.14K -0.2% $184.58 566K Oct 22, 2021 Direct F3, F7
transaction AXON Common Stock Sale -$172K -929 -0.16% $185.31 565K Oct 22, 2021 Direct F3, F8
transaction AXON Common Stock Options Exercise $12.8M +71.4K +12.64% $179.80 637K Oct 25, 2021 Direct
transaction AXON Common Stock Sale -$1.57M -8.7K -1.37% $180.60 628K Oct 25, 2021 Direct F1, F2
transaction AXON Common Stock Sale -$1.49M -8.24K -1.31% $180.60 620K Oct 25, 2021 Direct F2, F3
transaction AXON Common Stock Sale -$1.87M -10.3K -1.67% $181.27 609K Oct 25, 2021 Direct F3, F9
transaction AXON Common Stock Sale -$2.02M -11.1K -1.82% $182.58 598K Oct 25, 2021 Direct F3, F10
transaction AXON Common Stock Sale -$901K -4.92K -0.82% $183.15 593K Oct 25, 2021 Direct F3, F11
transaction AXON Common Stock Sale -$36.9K -200 -0.03% $184.67 593K Oct 25, 2021 Direct F3
transaction AXON Common Stock Options Exercise $13.9M +77.3K +13.03% $180.20 670K Oct 26, 2021 Direct
transaction AXON Common Stock Sale -$1.7M -9.42K -1.41% $180.31 661K Oct 26, 2021 Direct F1, F2
transaction AXON Common Stock Sale -$2.7M -15K -2.26% $180.31 646K Oct 26, 2021 Direct F2, F3
transaction AXON Common Stock Sale -$1.15M -6.37K -0.99% $181.30 640K Oct 26, 2021 Direct F3, F12
transaction AXON Common Stock Sale -$2.71M -14.9K -2.32% $182.61 625K Oct 26, 2021 Direct F3, F13
transaction AXON Common Stock Sale -$275K -1.5K -0.24% $183.18 623K Oct 26, 2021 Direct F3, F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -62.7K -1.58% $0.00 3.9M Oct 22, 2021 Common Stock 62.7K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -71.4K -1.83% $0.00 3.83M Oct 25, 2021 Common Stock 71.4K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -77.3K -2.02% $0.00 3.75M Oct 26, 2021 Common Stock 77.3K $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F2 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F4 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $183.01 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $184.11 to $185.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 The transaction was executed in multiple trades at prices ranging from $185.13 to $185.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11 The transaction was executed in multiple trades at prices ranging from $183.00 to $183.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.96 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 The transaction was executed in multiple trades at prices ranging from $183.00 to $183.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.