Patrick W. Smith - 22 Oct 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director
Issuer ticker: AXON
Reported as of: 22 Oct 2021
Net transaction value: +$14,802,844
SEC form: 4
Accepted by SEC: 26 Oct 2021, 21:23:04 UTC
Prior SEC filing: 21 Oct 2021
Next SEC filing: 02 Nov 2021
Source filing: View source filing
Reporting owner signature: /s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact

Key filing fact

Patrick W. Smith filed Form 4 for AXON ENTERPRISE, INC. (AXON) on 26 Oct 2021.

Key facts

This page summarizes Patrick W. Smith's Form 4 filing for AXON ENTERPRISE, INC. (AXON).
24 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 26 Oct 2021, 21:23.

Change

Previous filing in this sequence was filed on 21 Oct 2021.
Current net transaction value: +$14,802,844.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXON transaction

Common Stock

Options Exercise

Transaction value: $11,455,077
Shares: +62,716
Change %: +12%
Price: $182.65
Shares after: 603,500
Date: 22 Oct 2021
Ownership: Direct

AXON transaction

Common Stock

Sale

Transaction value: $1,386,050
Shares: -7,680
Change %: -1.3%
Price: $180.48
Shares after: 595,820
Date: 22 Oct 2021
Ownership: Direct
Footnotes: F1, F2

AXON transaction

Common Stock

Sale

Transaction value: $60,820
Shares: -337
Change %: -0.06%
Price: $180.48
Shares after: 595,483
Date: 22 Oct 2021
Ownership: Direct
Footnotes: F2, F3

AXON transaction

Common Stock

Sale

Transaction value: $2,779,877
Shares: -15,326
Change %: -2.6%
Price: $181.38
Shares after: 580,157
Date: 22 Oct 2021
Ownership: Direct
Footnotes: F3, F4

AXON transaction

Common Stock

Sale

Transaction value: $2,158,194
Shares: -11,830
Change %: -2%
Price: $182.43
Shares after: 568,327
Date: 22 Oct 2021
Ownership: Direct
Footnotes: F3, F5

AXON transaction

Common Stock

Sale

Transaction value: $212,306
Shares: -1,159
Change %: -0.2%
Price: $183.18
Shares after: 567,168
Date: 22 Oct 2021
Ownership: Direct
Footnotes: F3, F6

AXON transaction

Common Stock

Sale

Transaction value: $210,422
Shares: -1,140
Change %: -0.2%
Price: $184.58
Shares after: 566,028
Date: 22 Oct 2021
Ownership: Direct
Footnotes: F3, F7

AXON transaction

Common Stock

Sale

Transaction value: $172,157
Shares: -929
Change %: -0.16%
Price: $185.31
Shares after: 565,099
Date: 22 Oct 2021
Ownership: Direct
Footnotes: F3, F8

AXON transaction

Common Stock

Options Exercise

Transaction value: $12,841,316
Shares: +71,420
Change %: +13%
Price: $179.80
Shares after: 636,519
Date: 25 Oct 2021
Ownership: Direct

AXON transaction

Common Stock

Sale

Transaction value: $1,570,289
Shares: -8,695
Change %: -1.4%
Price: $180.60
Shares after: 627,824
Date: 25 Oct 2021
Ownership: Direct
Footnotes: F1, F2

AXON transaction

Common Stock

Sale

Transaction value: $1,488,659
Shares: -8,243
Change %: -1.3%
Price: $180.60
Shares after: 619,581
Date: 25 Oct 2021
Ownership: Direct
Footnotes: F2, F3

AXON transaction

Common Stock

Sale

Transaction value: $1,874,880
Shares: -10,343
Change %: -1.7%
Price: $181.27
Shares after: 609,238
Date: 25 Oct 2021
Ownership: Direct
Footnotes: F3, F9

AXON transaction

Common Stock

Sale

Transaction value: $2,021,905
Shares: -11,074
Change %: -1.8%
Price: $182.58
Shares after: 598,164
Date: 25 Oct 2021
Ownership: Direct
Footnotes: F3, F10

AXON transaction

Common Stock

Sale

Transaction value: $901,263
Shares: -4,921
Change %: -0.82%
Price: $183.15
Shares after: 593,243
Date: 25 Oct 2021
Ownership: Direct
Footnotes: F3, F11

AXON transaction

Common Stock

Sale

Transaction value: $36,934
Shares: -200
Change %: -0.03%
Price: $184.67
Shares after: 593,043
Date: 25 Oct 2021
Ownership: Direct
Footnotes: F3

AXON transaction

Common Stock

Options Exercise

Transaction value: $13,921,171
Shares: +77,254
Change %: +13%
Price: $180.20
Shares after: 670,297
Date: 26 Oct 2021
Ownership: Direct

AXON transaction

Common Stock

Sale

Transaction value: $1,699,244
Shares: -9,424
Change %: -1.4%
Price: $180.31
Shares after: 660,873
Date: 26 Oct 2021
Ownership: Direct
Footnotes: F1, F2

AXON transaction

Common Stock

Sale

Transaction value: $2,698,524
Shares: -14,966
Change %: -2.3%
Price: $180.31
Shares after: 645,907
Date: 26 Oct 2021
Ownership: Direct
Footnotes: F2, F3

AXON transaction

Common Stock

Sale

Transaction value: $1,154,493
Shares: -6,368
Change %: -0.99%
Price: $181.30
Shares after: 639,539
Date: 26 Oct 2021
Ownership: Direct
Footnotes: F3, F12

AXON transaction

Common Stock

Sale

Transaction value: $2,713,928
Shares: -14,862
Change %: -2.3%
Price: $182.61
Shares after: 624,677
Date: 26 Oct 2021
Ownership: Direct
Footnotes: F3, F13

AXON transaction

Common Stock

Sale

Transaction value: $274,775
Shares: -1,500
Change %: -0.24%
Price: $183.18
Shares after: 623,177
Date: 26 Oct 2021
Ownership: Direct
Footnotes: F3, F14

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value: $0
Shares: -62,716
Change %: -1.6%
Price: $0.000000
Shares after: 3,897,469
Date: 22 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 62,716
Exercise price: $28.58

AXON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value: $0
Shares: -71,420
Change %: -1.8%
Price: $0.000000
Shares after: 3,826,049
Date: 25 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 71,420
Exercise price: $28.58

AXON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value: $0
Shares: -77,254
Change %: -2%
Price: $0.000000
Shares after: 3,748,795
Date: 26 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 77,254
Exercise price: $28.58

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 14 footnotes

Footnote F1

This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

Footnote F2

The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

Footnote F4

The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F5

The transaction was executed in multiple trades at prices ranging from $182.00 to $182.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F6

The transaction was executed in multiple trades at prices ranging from $183.01 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F7

The transaction was executed in multiple trades at prices ranging from $184.11 to $185.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F8

The transaction was executed in multiple trades at prices ranging from $185.13 to $185.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F9

The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F10

The transaction was executed in multiple trades at prices ranging from $182.00 to $182.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F11

The transaction was executed in multiple trades at prices ranging from $183.00 to $183.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F12

The transaction was executed in multiple trades at prices ranging from $181.00 to $181.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F13

The transaction was executed in multiple trades at prices ranging from $182.00 to $182.96 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F14

The transaction was executed in multiple trades at prices ranging from $183.00 to $183.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.