Patrick W. Smith - Oct 19, 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Stock symbol
AXON
Transactions as of
Oct 19, 2021
Transactions value $
$16,336,673
Form type
4
Date filed
10/21/2021, 09:06 PM
Previous filing
Oct 18, 2021
Next filing
Oct 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $15.2M +82.1K +18.14% $185.27 535K Oct 19, 2021 Direct
transaction AXON Common Stock Sale -$490K -2.7K -0.5% $181.46 532K Oct 19, 2021 Direct F1, F2
transaction AXON Common Stock Sale -$569K -3.12K -0.59% $182.45 529K Oct 19, 2021 Direct F1, F3
transaction AXON Common Stock Sale -$1.28M -6.95K -1.31% $183.66 522K Oct 19, 2021 Direct F1, F4
transaction AXON Common Stock Sale -$3.81M -20.6K -3.95% $184.64 501K Oct 19, 2021 Direct F1, F5
transaction AXON Common Stock Sale -$1.24M -6.72K -1.34% $185.35 495K Oct 19, 2021 Direct F1, F6
transaction AXON Common Stock Sale -$1.86M -10K -2.03% $185.35 485K Oct 19, 2021 Direct F6, F7
transaction AXON Common Stock Options Exercise $6.37M +35.6K +7.35% $179.05 520K Oct 20, 2021 Direct
transaction AXON Common Stock Sale -$777K -4.31K -0.83% $180.20 516K Oct 20, 2021 Direct F7, F8
transaction AXON Common Stock Sale -$304K -1.69K -0.33% $180.20 514K Oct 20, 2021 Direct F1, F8
transaction AXON Common Stock Sale -$363K -2K -0.39% $181.30 512K Oct 20, 2021 Direct F1, F9
transaction AXON Common Stock Sale -$276K -1.52K -0.3% $182.41 511K Oct 20, 2021 Direct F1, F10
transaction AXON Common Stock Sale -$1.09M -5.96K -1.17% $183.62 505K Oct 20, 2021 Direct F1, F11
transaction AXON Common Stock Sale -$770K -4.18K -0.83% $184.38 501K Oct 20, 2021 Direct F1, F12
transaction AXON Common Stock Sale -$297K -1.6K -0.32% $185.81 499K Oct 20, 2021 Direct F1, F13
transaction AXON Common Stock Sale -$56.1K -300 -0.06% $186.91 499K Oct 20, 2021 Direct F1, F14
transaction AXON Common Stock Options Exercise $20.1M +109K +21.87% $184.60 608K Oct 21, 2021 Direct
transaction AXON Common Stock Sale -$2.42M -13.4K -2.2% $180.40 594K Oct 21, 2021 Direct F7, F15
transaction AXON Common Stock Sale -$2.39M -13.2K -2.23% $180.40 581K Oct 21, 2021 Direct F1, F15
transaction AXON Common Stock Sale -$573K -3.15K -0.54% $181.68 578K Oct 21, 2021 Direct F1, F16
transaction AXON Common Stock Sale -$2.96M -16.2K -2.81% $182.34 562K Oct 21, 2021 Direct F1, F17
transaction AXON Common Stock Sale -$1.48M -8.03K -1.43% $183.75 554K Oct 21, 2021 Direct F1, F18
transaction AXON Common Stock Sale -$2.28M -12.4K -2.23% $184.63 541K Oct 21, 2021 Direct F1, F19
transaction AXON Common Stock Sale -$106K -571 -0.11% $185.20 541K Oct 21, 2021 Direct F1, F20

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -82.1K -1.96% $0.00 4.1M Oct 19, 2021 Common Stock 82.1K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -35.6K -0.87% $0.00 4.07M Oct 20, 2021 Common Stock 35.6K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -109K -2.68% $0.00 3.96M Oct 21, 2021 Common Stock 109K $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $180.87 to $181.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The transaction was executed in multiple trades at prices ranging from $182.09 to $183.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The transaction was executed in multiple trades at prices ranging from $183.14 to $184.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $184.14 to $185.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $185.14 to $185.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F8 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $181.04 to $182.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 The transaction was executed in multiple trades at prices ranging from $182.05 to $183.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11 The transaction was executed in multiple trades at prices ranging from $183.09 to $184.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 The transaction was executed in multiple trades at prices ranging from $184.09 to $184.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 The transaction was executed in multiple trades at prices ranging from $185.51 to $186.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 The transaction was executed in multiple trades at prices ranging from $186.51 to $187.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16 The transaction was executed in multiple trades at prices ranging from $181.01 to $182.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F17 The transaction was executed in multiple trades at prices ranging from $182.01 to $182.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F18 The transaction was executed in multiple trades at prices ranging from $183.02 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F19 The transaction was executed in multiple trades at prices ranging from $184.025 to $185.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F20 The transaction was executed in multiple trades at prices ranging from $185.10 to $185.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.