Patrick W. Smith - Oct 14, 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Stock symbol
AXON
Transactions as of
Oct 14, 2021
Transactions value $
$3,995,311
Form type
4
Date filed
10/18/2021, 09:25 PM
Previous filing
Sep 9, 2021
Next filing
Oct 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $1.26M +7.05K +1.64% $179.03 438K Oct 14, 2021 Direct
transaction AXON Common Stock Options Exercise $1.22M +6.83K +1.56% $177.94 444K Oct 15, 2021 Direct
transaction AXON Common Stock Sale -$600K -3.33K -0.75% $180.08 441K Oct 15, 2021 Direct F1, F2
transaction AXON Common Stock Sale -$155K -860 -0.19% $180.19 440K Oct 14, 2021 Direct F3, F4
transaction AXON Common Stock Sale -$150K -832 -0.19% $180.08 439K Oct 15, 2021 Direct F2, F3
transaction AXON Common Stock Sale -$620K -3.44K -0.78% $180.19 436K Oct 14, 2021 Direct F1, F4
transaction AXON Common Stock Options Exercise $7.82M +43K +9.87% $181.70 479K Oct 18, 2021 Direct
transaction AXON Common Stock Sale -$759K -4.2K -0.88% $180.66 475K Oct 18, 2021 Direct F1, F5
transaction AXON Common Stock Sale -$2.8M -15.4K -3.25% $181.55 459K Oct 18, 2021 Direct F1, F6
transaction AXON Common Stock Sale -$257K -1.41K -0.31% $182.41 458K Oct 18, 2021 Direct F1, F7
transaction AXON Common Stock Sale -$960K -5.26K -1.15% $182.41 453K Oct 18, 2021 Direct F3, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -7.05K -0.17% $0.00 4.24M Oct 14, 2021 Common Stock 7.05K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -6.83K -0.16% $0.00 4.23M Oct 15, 2021 Common Stock 6.83K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -43K -1.02% $0.00 4.19M Oct 18, 2021 Common Stock 43K $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F4 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.