Michael J. Indiveri - 01 Jan 2023 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP

Role
Director
Signature
/s/ Michael B. Haines, Attorney-in-fact for Michael J. Indiveri
Issuer symbol
N/A
Transactions as of
01 Jan 2023
Net transactions value
$0
Form type
4
Filing time
04 Jan 2023, 15:43:24 UTC
Previous filing
04 Jan 2022
Next filing
01 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROIC Common Stock, par value $0.0001 per share Award $0 +6,653 +8.4% $0.000000 86,057 01 Jan 2023 Direct F1
holding ROIC Common Stock, par value $0.0001 per share 8,400 01 Jan 2023 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was granted 6,653 shares of restricted common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), pursuant to the Company's Second Amended and Restated 2009 Equity Incentive Plan. All of such shares vest on January 1, 2024.
F2 The shares are held by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.