Michael J. Indiveri - 01 Jan 2022 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP

Role: Director
Signature: /s/ Michael B. Haines, Attorney-in-fact for Michael J. Indiveri
Issuer symbol: N/A
Transactions as of: 01 Jan 2022
Net transactions value: $0
Form type: 4
Filing time: 04 Jan 2022, 15:11:37 UTC
Next filing: 04 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROIC	Common Stock, par value $0.0001 per share	Award	$0	+5,102	+6.9%	$0.000000	79,404	01 Jan 2022	Direct	F1
holding	ROIC	Common Stock, par value $0.0001 per share						8,400	01 Jan 2022	See footnote	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person was granted 5,102 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. Amended and Restated 2009 Equity Incentive Plan. All of such shares vest on January 1, 2023.
F2	The shares are held by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney