Michael J. Indiveri - Jan 1, 2022 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC)

Role
Director
Signature
/s/ Michael B. Haines, Attorney-in-fact for Michael J. Indiveri
Stock symbol
ROIC
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
4
Date filed
1/4/2022, 03:11 PM
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROIC Common Stock, par value $0.0001 per share Award $0 +5.1K +6.87% $0.00 79.4K Jan 1, 2022 Direct F1
holding ROIC Common Stock, par value $0.0001 per share 8.4K Jan 1, 2022 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was granted 5,102 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. Amended and Restated 2009 Equity Incentive Plan. All of such shares vest on January 1, 2023.
F2 The shares are held by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney