Michael J. Indiveri - Oct 30, 2023 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC)

Role
Director
Signature
/s/ Michael B. Haines, Attorney-in-fact for Michael J. Indiveri
Stock symbol
ROIC
Transactions as of
Oct 30, 2023
Transactions value $
$16,740
Form type
4
Date filed
11/1/2023, 04:16 PM
Previous filing
Jan 4, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROIC Common Stock, par value $0.0001 per share Purchase $16.7K +1.5K +17.86% $11.16 9.9K Oct 30, 2023 See footnote F1
holding ROIC Common Stock, par value $0.0001 per share 86.1K Oct 30, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.