Herbert Alvin Pollard - Jan 31, 2023 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
Chief Accounting Officer
Signature
/s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard
Stock symbol
SCU
Transactions as of
Jan 31, 2023
Transactions value $
$0
Form type
4
Date filed
2/2/2023, 05:03 PM
Previous filing
Jan 4, 2023
Next filing
Mar 22, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Award $0 +13K $0.00 13K Jan 31, 2023 Class A Shares 13K Direct F1, F2
holding SCU Class A Restricted Share Units 2.8K Jan 31, 2023 Class A Shares 2.8K Direct F3, F4
holding SCU Class A Restricted Share Units 3.1K Jan 31, 2023 Class A Shares 3.1K Direct F1, F5
holding SCU Class A Restricted Share Units 38.4K Jan 31, 2023 Class A Shares 38.4K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F2 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2023. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.
F3 Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date.
F4 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
F5 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
F6 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.