Herbert Alvin Pollard - 01 Jan 2023 Form 4 Insider Report for Sculptor Capital Management, Inc.

Role: Chief Accounting Officer
Signature: /s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard
Issuer symbol: N/A
Transactions as of: 01 Jan 2023
Net transactions value: -$34,354
Form type: 4
Filing time: 04 Jan 2023, 17:12:06 UTC
Previous filing: 30 Nov 2022
Next filing: 02 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SCU	Class A Shares	Options Exercise	$0	+1,402	+7.2%	$0.000000	20,822	01 Jan 2023	Direct	F1, F2
transaction	SCU	Class A Shares	Options Exercise	$0	+3,106	+15%	$0.000000	23,928	01 Jan 2023	Direct	F1, F3
transaction	SCU	Class A Shares	Options Exercise	$0	+1,794	+7.5%	$0.000000	25,722	01 Jan 2023	Direct	F1, F3
transaction	SCU	Class A Shares	Options Exercise	$0	+12,814	+50%	$0.000000	38,536	01 Jan 2023	Direct	F1, F3
transaction	SCU	Class A Shares	Disposed to Issuer	$12,141	-1,402	-3.6%	$8.66	37,134	01 Jan 2023	Direct	F2
transaction	SCU	Class A Shares	Tax liability	$22,213	-2,565	-6.9%	$8.66	34,569	01 Jan 2023	Direct	F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SCU	Class A Restricted Share Units	Options Exercise	$0	-1,402	-33%	$0.000000	2,799	01 Jan 2023	Class A Shares	1,402		Direct	F2, F6
transaction	SCU	Class A Restricted Share Units	Options Exercise	$0	-3,106	-50%	$0.000000	3,103	01 Jan 2023	Class A Shares	3,106		Direct	F3, F7
transaction	SCU	Class A Restricted Share Units	Options Exercise	$0	-1,794	-100%	$0.000000^*	0	01 Jan 2023	Class A Shares	1,794		Direct	F3, F8
transaction	SCU	Class A Restricted Share Units	Options Exercise	$0	-12,814	-25%	$0.000000	38,439	01 Jan 2023	Class A Shares	12,814		Direct	F3, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
F2	Represents Class A Restricted Share Units settled in cash by the Issuer.
F3	Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F4	Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units or Class A Restricted Shares.
F5	Includes 2,801 Class A Restricted Shares granted on January 31, 2022. The remaining Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
F6	The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
F7	The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
F8	The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020.
F9	The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.