Herbert Alvin Pollard - Jan 1, 2023 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
Chief Accounting Officer
Signature
/s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard
Stock symbol
SCU
Transactions as of
Jan 1, 2023
Transactions value $
-$34,354
Form type
4
Date filed
1/4/2023, 05:12 PM
Previous filing
Nov 30, 2022
Next filing
Feb 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Shares Options Exercise $0 +1.4K +7.22% $0.00 20.8K Jan 1, 2023 Direct F1, F2
transaction SCU Class A Shares Options Exercise $0 +3.11K +14.92% $0.00 23.9K Jan 1, 2023 Direct F1, F3
transaction SCU Class A Shares Options Exercise $0 +1.79K +7.5% $0.00 25.7K Jan 1, 2023 Direct F1, F3
transaction SCU Class A Shares Options Exercise $0 +12.8K +49.82% $0.00 38.5K Jan 1, 2023 Direct F1, F3
transaction SCU Class A Shares Disposed to Issuer -$12.1K -1.4K -3.64% $8.66 37.1K Jan 1, 2023 Direct F2
transaction SCU Class A Shares Tax liability -$22.2K -2.57K -6.91% $8.66 34.6K Jan 1, 2023 Direct F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Options Exercise $0 -1.4K -33.37% $0.00 2.8K Jan 1, 2023 Class A Shares 1.4K Direct F2, F6
transaction SCU Class A Restricted Share Units Options Exercise $0 -3.11K -50.02% $0.00 3.1K Jan 1, 2023 Class A Shares 3.11K Direct F3, F7
transaction SCU Class A Restricted Share Units Options Exercise $0 -1.79K -100% $0.00* 0 Jan 1, 2023 Class A Shares 1.79K Direct F3, F8
transaction SCU Class A Restricted Share Units Options Exercise $0 -12.8K -25% $0.00 38.4K Jan 1, 2023 Class A Shares 12.8K Direct F3, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
F2 Represents Class A Restricted Share Units settled in cash by the Issuer.
F3 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F4 Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units or Class A Restricted Shares.
F5 Includes 2,801 Class A Restricted Shares granted on January 31, 2022. The remaining Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
F6 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
F7 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
F8 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020.
F9 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.