Herbert Alvin Pollard - Mar 21, 2023 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
Chief Accounting Officer
Signature
/s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard
Stock symbol
SCU
Transactions as of
Mar 21, 2023
Transactions value $
$0
Form type
4
Date filed
3/22/2023, 04:36 PM
Previous filing
Feb 2, 2023
Next filing
May 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Shares Award $0 +65 +0.19% $0.00 34.6K Mar 21, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Award $0 +306 +2.35% $0.00 13.3K Mar 21, 2023 Class A Shares 306 Direct F2, F3
transaction SCU Class A Restricted Share Units Award $0 +65 +2.32% $0.00 2.86K Mar 21, 2023 Class A Shares 65 Direct F4, F5
transaction SCU Class A Restricted Share Units Award $0 +73 +2.35% $0.00 3.18K Mar 21, 2023 Class A Shares 73 Direct F2, F6
transaction SCU Class A Restricted Share Units Award $0 +904 +2.35% $0.00 39.3K Mar 21, 2023 Class A Shares 904 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class A Shares are dividend equivalents accrued on outstanding Class A Restricted Shares granted on January 31, 2022. The Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
F2 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F3 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2023. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.
F4 Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date.
F5 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
F6 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
F7 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.