Herbert Alvin Pollard - Nov 28, 2022 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
Chief Accounting Officer
Signature
/s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard
Stock symbol
SCU
Transactions as of
Nov 28, 2022
Transactions value $
$0
Form type
4
Date filed
11/30/2022, 03:15 PM
Previous filing
Aug 24, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Shares Award $0 +4 +0.02% $0.00 19.4K Nov 28, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Award $0 +4 +0.1% $0.00 4.2K Nov 28, 2022 Class A Shares 4 Direct F2, F3, F4
transaction SCU Class A Restricted Share Units Award $0 +6 +0.1% $0.00 6.21K Nov 28, 2022 Class A Shares 6 Direct F3, F5, F6
transaction SCU Class A Restricted Share Units Award $0 +1 +0.06% $0.00 1.79K Nov 28, 2022 Class A Shares 1 Direct F5, F7
transaction SCU Class A Restricted Share Units Award $0 +51 +0.1% $0.00 51.3K Nov 28, 2022 Class A Shares 51 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class A Shares are dividend equivalents accrued on outstanding Class A Restricted Shares granted on January 31, 2022. The Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025.
F2 Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date.
F3 The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units.
F4 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025.
F5 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F6 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024.
F7 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2023.
F8 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.