Katharine Reeping - 28 Feb 2025 Form 3 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Principal Accounting Officer
Signature
/s/ Robert S. Hatfield III, Attorney-in-Fact
Issuer symbol
LPLA
Transactions as of
28 Feb 2025
Net transactions value
$0
Form type
3
Filing time
10 Mar 2025, 16:05:05 UTC
Next filing
11 Sep 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LPLA Common Stock 2,028 28 Feb 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 311.9057 shares of Common Stock; (ii) 194 restricted stock units that vest on September 9, 2025; (iii) 135 restricted stock units that vest on February 25, 2026; (iv) 542 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; (v) 569 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028; and (vi) 276 restricted stock units that vest on February 25, 2027. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. Vested shares will be issued to the Reporting Person as soon as practicable after the vesting date.

Remarks:

The signatory is signing on behalf of Katharine Reeping pursuant to a Power of Attorney dated February 25, 2025, which is filed as Exhibit 24.1 to this filing.