Dan H. Arnold - Feb 13, 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
President & CEO, Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Feb 13, 2022
Transactions value $
-$993,769
Form type
4
Date filed
2/14/2022, 03:22 PM
Previous filing
Aug 26, 2021
Next filing
Mar 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Gift $0 -3.57K -1.97% $0.00 177K Nov 16, 2021 Direct F1
transaction LPLA Common Stock Tax liability -$994K -5.31K -2.99% $187.08 172K Feb 13, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was a charitable gift of securities by the reporting person.
F2 Consists of (i) 147,690.94 shares of Common Stock; (ii) 9,698 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iii) 14,743 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.

Remarks:

The signatory is signing on behalf of Dan H. Arnold pursuant to a Power of Attorney dated March 15, 2017.