Dan H. Arnold - 20 Aug 2021 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
President & CEO, Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
20 Aug 2021
Net transactions value
$0
Form type
4
Filing time
26 Aug 2021, 20:45:51 UTC
Previous filing
12 May 2021
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Gift $0 -23,000 -11% $0.000000 181,015 20 Aug 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was a charitable gift of securities by the reporting person.
F2 Consists of (i) 143,636.94 shares of Common Stock; (ii) 12,937 restricted stock units that vest in full on February 13, 2022; (iii) 9,698 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) 14,743 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.

Remarks:

The signatory is signing on behalf of Dan H. Arnold pursuant to a Power of Attorney dated March 15, 2017.