| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HWBK | Common Stock | Purchase | $37.5K | +2K | +35.92% | $18.75 | 7.57K | Apr 29, 2024 | Trust | F1 |
| transaction | HWBK | Common Stock | Purchase | $7.27K | +400 | +5.29% | $18.19 | 7.97K | Apr 30, 2024 | Trust | F1, F2 |
| transaction | HWBK | Common Stock | Award | $0 | +11.2K | +90.57% | $0.00 | 23.5K | May 1, 2024 | Direct | F3 |
| holding | HWBK | Common Stock | 2.23K | Apr 29, 2024 | Profit Sharing Trust | F4 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $18.01 to $18.95, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
| F2 | Includes shares acquired since the last report pursuant to the Company's DRIP program. |
| F3 | Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date. |
| F4 | Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust. |