Brent M. Giles - Apr 29, 2024 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Signature
/s/ Arla R. Surls, Attorney-in-Fact, for Brent M. Giles
Stock symbol
HWBK
Transactions as of
Apr 29, 2024
Transactions value $
$44,774
Form type
4
Date filed
5/1/2024, 03:28 PM
Previous filing
Mar 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWBK Common Stock Purchase $37.5K +2K +35.92% $18.75 7.57K Apr 29, 2024 Trust F1
transaction HWBK Common Stock Purchase $7.27K +400 +5.29% $18.19 7.97K Apr 30, 2024 Trust F1, F2
transaction HWBK Common Stock Award $0 +11.2K +90.57% $0.00 23.5K May 1, 2024 Direct F3
holding HWBK Common Stock 2.23K Apr 29, 2024 Profit Sharing Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $18.01 to $18.95, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
F2 Includes shares acquired since the last report pursuant to the Company's DRIP program.
F3 Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date.
F4 Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.