| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HWBK | Common Stock | Purchase | $23.9K | +1.22K | +28.45% | $19.51 | 5.53K | Mar 14, 2024 | Trust | F1, F2 |
| transaction | HWBK | Common Stock | Purchase | $685 | +35 | +0.29% | $19.57 | 12.3K | Mar 14, 2024 | Direct | F1, F3 |
| holding | HWBK | Common Stock | 1.33K | Mar 14, 2024 | Profit Sharing Trust | F4 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.05 to $19.85, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F2 | Includes shares acquired since the last report pursuant to the Company's DRIP program. |
| F3 | Represents 12,277 restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date. Also represents 10 shares held jointly with one daughter and 25 shares held jointly with another daughter. |
| F4 | Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust. |