Brent M. Giles - 31 Dec 2024 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Arla R. Surls, Attorney-in-Fact, for Brent M. Giles
Issuer symbol
HWBK
Transactions as of
31 Dec 2024
Net transactions value
$0
Form type
5
Filing time
13 Feb 2025, 17:40:51 UTC
Previous filing
01 May 2024
Next filing
13 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HWBK Common Stock 19,371 31 Dec 2024 Direct F1
holding HWBK Common Stock 2,948 31 Dec 2024 Profit Sharing Trust F2
holding HWBK Common Stock 12,305 31 Dec 2024 Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (a) 35.319 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 3,717 units on May 1, 2025; 4,092 units on June 30, 2025; 3,717 units on May 1, 2026; 4,093 units on June 30, 2026; and 3,717 units on May 1, 2027.
F2 Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust (including pursuant to the Company's DRIP program).
F3 Includes shares acquired since the last report pursuant to the Company's DRIP program.