Brent M. Giles - 31 Dec 2023 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Arla R. Surls, Attorney-in-Fact, for Brent M. Giles
Issuer symbol
HWBK
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
5
Filing time
13 Feb 2024, 15:31:36 UTC
Previous filing
05 Jul 2023
Next filing
15 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HWBK Common Stock 12,277 31 Dec 2023 Direct F1
holding HWBK Common Stock 563 31 Dec 2023 Profit Sharing Trust F2
holding HWBK Common Stock 4,275 31 Dec 2023 Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date.
F2 Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.
F3 Includes shares acquired since the last report pursuant to the Company's DRIP program.