Brent M. Giles - 30 Jun 2023 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Arla R. Surls, Attorney-in-Fact, for Brent M. Giles
Issuer symbol
HWBK
Transactions as of
30 Jun 2023
Net transactions value
$0
Form type
4
Filing time
05 Jul 2023, 17:19:09 UTC
Previous filing
24 May 2023
Next filing
13 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWBK Common Stock Award $0 +12,277 $0.000000 12,277 30 Jun 2023 Direct F2
holding HWBK Common Stock 4,193 30 Jun 2023 Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired since last report pursuant to the Company's July 1, 2023 4% stock dividend.
F2 Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date.