Johanna Roberts - 01 Dec 2023 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
01 Dec 2023
Net transactions value
-$135,851
Form type
4
Filing time
05 Dec 2023, 19:55:59 UTC
Previous filing
16 Nov 2023
Next filing
19 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Sale $5,091 -23 -0.04% $221.33 62,828 01 Dec 2023 Direct F1, F2, F3
transaction PEN Common Stock Sale $16,462 -74 -0.12% $222.46 62,754 01 Dec 2023 Direct F1, F3, F4
transaction PEN Common Stock Sale $11,842 -53 -0.08% $223.43 62,701 01 Dec 2023 Direct F1, F3, F5
transaction PEN Common Stock Sale $5,613 -25 -0.04% $224.53 62,676 01 Dec 2023 Direct F1, F3, F6
transaction PEN Common Stock Sale $7,895 -35 -0.06% $225.57 62,641 01 Dec 2023 Direct F1, F3, F7
transaction PEN Common Stock Sale $6,565 -29 -0.05% $226.39 62,612 01 Dec 2023 Direct F1, F3, F8
transaction PEN Common Stock Sale $23,425 -103 -0.16% $227.43 62,509 01 Dec 2023 Direct F1, F3, F9
transaction PEN Common Stock Sale $45,662 -200 -0.32% $228.31 62,309 01 Dec 2023 Direct F1, F3, F10
transaction PEN Common Stock Sale $13,295 -58 -0.09% $229.23 62,251 01 Dec 2023 Direct F1, F3, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $220.91 to $221.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3 A portion of these shares is subject to vesting.
F4 This transaction was executed in multiple trades at prices ranging from $221.94 to $222.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $222.92 to $223.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $223.96 to $224.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $224.98 to $225.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades at prices ranging from $225.92 to $226.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F9 This transaction was executed in multiple trades at prices ranging from $226.95 to $227.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F10 This transaction was executed in multiple trades at prices ranging from $227.91 to $228.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F11 This transaction was executed in multiple trades at prices ranging from $228.91 to $229.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.