Johanna Roberts - Nov 14, 2023 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts
Stock symbol
PEN
Transactions as of
Nov 14, 2023
Transactions value $
-$170,868
Form type
4
Date filed
11/16/2023, 07:35 PM
Previous filing
Oct 4, 2023
Next filing
Dec 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Sale -$12.7K -60 -0.09% $211.12 63.6K Nov 14, 2023 Direct F1, F2, F3
transaction PEN Common Stock Sale -$12.7K -60 -0.09% $212.28 63.5K Nov 14, 2023 Direct F1, F3, F4
transaction PEN Common Stock Sale -$17.1K -80 -0.13% $213.34 63.4K Nov 14, 2023 Direct F1, F3, F5
transaction PEN Common Stock Sale -$39.3K -183 -0.29% $214.50 63.3K Nov 14, 2023 Direct F1, F3, F6
transaction PEN Common Stock Sale -$38.1K -177 -0.28% $215.25 63.1K Nov 14, 2023 Direct F1, F3, F7
transaction PEN Common Stock Sale -$8.66K -40 -0.06% $216.45 63K Nov 14, 2023 Direct F1, F3, F8
transaction PEN Common Stock Tax liability -$42.4K -186 -0.3% $227.88 62.9K Nov 15, 2023 Direct F3, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $210.95 to $211.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3 A portion of these shares is subject to vesting.
F4 This transaction was executed in multiple trades at prices ranging from $212.01 to $212.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $212.95 to $213.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $214.17 to $214.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $214.98 to $215.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades at prices ranging from $216.41 to $216.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F9 Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.