Johanna Roberts - 14 Nov 2023 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
14 Nov 2023
Net transactions value
-$170,868
Form type
4
Filing time
16 Nov 2023, 19:35:13 UTC
Previous filing
04 Oct 2023
Next filing
05 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Sale $12,667 -60 -0.09% $211.12 63,577 14 Nov 2023 Direct F1, F2, F3
transaction PEN Common Stock Sale $12,737 -60 -0.09% $212.28 63,517 14 Nov 2023 Direct F1, F3, F4
transaction PEN Common Stock Sale $17,067 -80 -0.13% $213.34 63,437 14 Nov 2023 Direct F1, F3, F5
transaction PEN Common Stock Sale $39,254 -183 -0.29% $214.50 63,254 14 Nov 2023 Direct F1, F3, F6
transaction PEN Common Stock Sale $38,099 -177 -0.28% $215.25 63,077 14 Nov 2023 Direct F1, F3, F7
transaction PEN Common Stock Sale $8,658 -40 -0.06% $216.45 63,037 14 Nov 2023 Direct F1, F3, F8
transaction PEN Common Stock Tax liability $42,386 -186 -0.3% $227.88 62,851 15 Nov 2023 Direct F3, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $210.95 to $211.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3 A portion of these shares is subject to vesting.
F4 This transaction was executed in multiple trades at prices ranging from $212.01 to $212.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $212.95 to $213.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $214.17 to $214.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $214.98 to $215.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades at prices ranging from $216.41 to $216.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F9 Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.